Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 1921 to 1930 of 2257 search results for Insurance sellers.

  1. The hidden cost of domestic financial abuse: working together to improve outcomes

    Blogs Published: 17/05/2024 Last modified: 20/05/2024
    Domestic financial abuse has a huge impact on the lives of those who experience it.

  2. Impact assessment: Thematic review of general insurance intermediaries’ professional indemnity insurance [pdf]

    Impact assessments Published: 23/06/2017
    This impact assessment relates to the thematic review of general insurance intermediaries’ professional indemnity insurance. It has been verified by the Regulatory Policy Committee.

  3. Information on enforcement investigations into senior managers - May 2022

    FOI Release Date of Release: 27/05/2022
    The FCA answers questions multiple questions on enforcement investigations into senior managers.

  4. FCA bans and fines financial adviser £68,300 for lacking honesty and integrity

    Press Releases Published: 15/04/2021 Last modified: 15/04/2021
    The FCA has banned Simon Varley from working in financial services and fined him £68,300 for knowingly performing a controlled function without approval.

  5. FCA sets out ideas to improve information provided to retail investors

    Press Releases Published: 13/12/2022 Last modified: 15/12/2022
    The FCA is seeking views on how to ensure investors get clear, helpful information.

  6. Business interruption insurance test case: Representative sample of policy wordings - 9 June 2020 [pdf]

    Corporate documents Published: 10/06/2020
    A selection of policy wordings which the FCA believes captures the majority of the key issues that could be in dispute in the case.

  7. Joint FCA and PRA statement Senior Managers and Certification Regime (SM&CR) and coronavirus (Covid-19): our expectations of dual-regulated firms

    Statements Published: 03/04/2020 Last modified: 22/09/2022
    Joint FCA and PRA statement Senior Managers and Certification Regime (SM&CR) and coronavirus (Covid-19): our expectations of dual-regulated firms

  8. FCA First Supervisory Notice 2017: Larksway Investments Limited [pdf]

    Supervisory notices Published: 29/11/2017

  9. MiFID Investment, Home Finance and Non-Investment Insurance Contracts Supplement Notes [docx]

    Forms Published: 13/01/2017 Last modified: 22/03/2022
    MiFID Investment, Home Finance and Non-Investment Insurance Contracts Supplement Notes

  10. Ten years after Lehman: how accountants can make finance safer

    Speeches Published: 06/09/2018 Last modified: 25/11/2021
    Speech by Charles Randell, Chair of the Financial Conduct Authority and Payment Systems Regulator on how accountants can make finance safer.
Related topics