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Showing 1931 to 1940 of 2257 search results for Insurance sellers.

  1. List of society prosecutions 2016 [pdf]

    Data Published: 29/03/2017
    Societies have been prosecuted for failing to submit an annual return and accounts in 2016.
  2. Review of principal firms in the investment management sector

    Multi-firm reviews Published: 20/05/2019 Last modified: 20/05/2019
    We have reviewed how asset managers calculate and disclose transaction costs and how effective overall cost disclosures are.
  3. Information on enforcement on transparency of consumer facing documents - June 2022

    FOI Release Date of Release: 13/06/2022
    The FCA provides information on its enforcement of section 68 of the Consumer Rights Act 2015 in relation to the 'transparency' of consumer-facing documents.
  4. TR18/4: Pricing practices in the retail general insurance sector: Household insurance

    Thematic reviews Published: 31/10/2018 Last modified: 01/11/2018
    This report sets out the key findings of our thematic work on the pricing practices of household insurance firms. It then details our expectations of firms and our next steps.
  5. External audit requirements for mortgage intermediaries, lenders or administrators

    Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
    Learn more about the external audit requirements for mortgage intermediaries, lenders or administrators and what you need to do.
  6. FCA Second Supervisory Notice 2017: Larksway Investments Limited [pdf]

    Supervisory notices Published: 29/11/2017
  7. Information on fines for lack of voice recording compliance - March 2022

    FOI Release Date of Release: 14/03/2022
    The FCA provides information on fines for lack of voice recording compliance.
  8. CPP card and identity protection compensation scheme closure

    News stories Published: 27/03/2015 Last modified: 13/03/2017
    Clydesdale Bank Plc (part of National Australia Group Europe). Home Retail Group Insurance Services Limited.
  9. Card security product holders: compensation scheme now closed

    News stories Published: 18/03/2016 Last modified: 19/09/2016
    Card security product holders were able to claim compensation over potential selling issues, but the deadline for claiming compensation has now passed and no further compensation claim forms will be accepted.
  10. List of society cancellations 2016 [pdf]

    Data Published: 29/03/2017
    Societies that have had their registration cancelled for failing to submit an annual return and account in 2016.