Filter results
Category
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 1941 to 1950 of 2257 search results for Insurance sellers.

  1. CP15/9: Strengthening accountability in banking: a new regulatory framework for individuals

    Consultation papers Published: 16/03/2015 Last modified: 14/09/2015
    The behaviour and culture within banks played a major role in the 2008-09 financial crisis, in conduct scandals such as Payment Protection Insurance mis-selling, the attempted manipulation of LIBOR
  2. The FCA decides to ban and fine Timothy Roberts and Andrew Wilkins

    Press Releases Published: 07/10/2013 Last modified: 07/02/2022
    FCA has published decision notices against Timothy Roberts, the chief executive, and Andrew Wilkins, a former director of Catalyst Investment Group Limited (Catalyst).
  3. Rules that apply to firms in SRO and fund operators in the TMPR

    Firms Focus areas Published: 19/08/2020 Last modified: 02/01/2024
    We summarise the rules that apply to firms in the temporary permissions regime (TPR) and fund operators in the temporary marketing permissions regime (TMPR).
  4. Portfolio Letter on Risks Life Insurance firms pose to consumers or markets [pdf]

    Correspondence Published: 18/05/2020
    The purpose of this letter is to set out our view of the key risks of harm Life Insurance firms pose to their customers or the markets in which they operate.
  5. Andrew Bailey speech on retail banking in the UK - reflections from the FCA

    Speeches Published: 29/06/2017 Last modified: 29/06/2017
    Speech by Andrew Bailey, Chief Executive of the FCA, at the BBA Retail Banking Conference on retail banking in the UK – reflections from the FCA.
  6. FCA data show 6.02m complaints in the second half of 2019

    Press Releases Published: 16/04/2020 Last modified: 16/04/2020
    The FCA has published the complaints figures for regulated firms for the second half (H2) of 2019. The data showed an increase in complaints from 4.29m in the first half (H1) of 2019 to 6.02m in the second half of 2019.
  7. Business interruption insurance test case: Hospitality Insurance Group Action skeleton argument [pdf]

    Corporate documents Published: 13/07/2020
    This Hospitality Insurance Group Action skeleton argument is part of the written submissions for the business interruption insurance test case trial.
  8. Business interruption insurance test case: Defendants’ Joint skeleton arguments on the principles of construction of contracts [pdf]

    Corporate documents Published: 15/07/2020
    Defendants’ Joint Skeleton, with updated referencing, on contractual construction for the trial of the business interruption insurance test case.
  9. Coronavirus and customers in temporary financial difficulty: draft guidance for insurance and premium finance firms

    Policy and guidance Guidance consultations Published: 01/05/2020 Last modified: 07/05/2020
    FCA guidance on our expectations for firms when dealing with customers of general insurance and pure protection contracts who may be experiencing temporary financial difficulty because of coronavirus
  10. FG22/1: The FCA’s approach to the review of Part VII insurance business transfers

    Policy and guidance Finalised guidance Published: 15/02/2022 Last modified: 15/01/2024
    We set out our expectations on the steps for firms to take to make sure conduct issues are properly considered in Part VII transfers.