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SM&CR information related to general insurance and protection intermediary firms - June 2022
The FCA provides data on the Senior Managers and Certification Regime (SMCR), in respect of: general insurers and general insurance intermediaries. -
Business interruption insurance test case: provisional transcript of the second Case Management Conference on 26 June [pdf]
The provisional transcript of the second Case Management Conference on 26 June. -
Fairness, flexibility and the long-term view: the FCA’s vision for the mortgage market
Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the UK Finance Annual Mortgage Conference, London. -
Advice firms demonstrate some good practice on due diligence but greater consistency needed
Linda Woodall, director of life insurance and financial advice at the FCA, said:. -
CP15/15: Changes to the Approved Persons Regime for insurers not subject to Solvency II
We are consulting on amending our regime for regulating key individuals and governance arrangements in insurers. -
FCA launches 'Live & Local': a new regional programme to help local firms engage with regulators
The programme will help firms in the investment, mortgages and general insurance sectors engage with their regulators and bring them greater clarity on their regulatory requirements. ... The General Insurance sector will have their own sessions called -
Business interruption test case: Common Sections of Appellant Defendants’ Applications for Permission to Appeal [pdf]
These are sections of the Applications for Permission to Appeal in the Business Interruption insurance test case which are common to all Appellant Defendants. -
CP17/41: Individual accountability: Transitioning insurers and individuals to the Senior Managers & Certification Regime
a small Non-Directive Firm or a small run-off firm. an Insurance Special Purpose Vehicle. ... The proposals in this consultation apply to alldual-regulated insurance firms. As well as the firms themselves, the proposals will affect everyone performing -
FCA asks for proposals on how open finance could transform financial services
The Bank of England, PRA and FCA have published coordinated consultation papers on new requirements to strengthen operational resilience in financial services. -
Retail intermediary market interactive analysis 2022
This page provides the FCA's interactive dashboard of the intermediary sector, based on the 2022 data drawn from the Retail Mediation Activities Return (RMAR).