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FCA bans three individuals from working in the financial services industry for non-financial misconduct
The Financial Conduct Authority (FCA) has prohibited Russell David Jameson, Mark Horsey, and Frank Cochran from working in the financial services industry following findings that they are not fit and proper. Each of them had been convicted of -
Occasional Paper No. 9: Two plus two makes five? Survey evidence that investors overvalue structured deposits
Occasional Paper No. 9: Two plus two makes five? Survey evidence that investors overvalue structured deposits. Occasional papers First published:. 05/03/2015. Last updated: 05/03/2015. Occasional Paper No. 9: Two plus two makes five? Survey -
RMA-F Threshold conditions: help text
RMA-F Threshold conditions: help text -
Overall complaints fell by 1.4%, driven by a reduction in complaints related to current accounts and savings accounts. PPI complaints rise
Financial services firms received 2.11 million new complaints between July and December 2015, according to new complaints data published today by the Financial Conduct Authority. -
CP15/13: General Insurance Add-ons Market Study – Proposed Remedies: banning opt-out selling and supporting informed decision-making for add-on buyers
appropriate and timely information on add-on products: insurers, intermediaries, other distributors and their representatives selling general insurance products. ... banning opt-out selling, and. improving product information provision in relation to -
PS15/28: Capital resources requirements for personal investment firms (PIFs): feedback on CP15/17 and final rules
Policy Statement on the main issues arising from CP15/17: Capital resources requirements for personal investment firms (PIFs) and publish the final rules. -
FCA one year on – effective regulation goes hand-in-hand with sustainable businesses
Speech by Clive Adamson, FCA Director of Supervision, at the Building Societies Association (BSA). This is the text of the speech as drafted, which may differ from the delivered version. -
FCA proposes introduction of price cap on rent-to-own firms to protect vulnerable consumers from high costs
The Financial Conduct Authority today proposed to introduce a price cap on the rent-to-own (RTO) sector. The cap, subject to consultation, will come into force on 1 April 2019 providing protection for some of the most financially vulnerable people -
FCA review of medium-sized firms’ PPI complaints handling finds significant room for improvement
The Financial Conduct Authority (FCA) today published the findings of a complaints handling review of 18 medium and small sized firms currently handling payment protection insurance (PPI) complaints. -
Consumer redress scheme opens – card security product holders have until March 2016 to claim compensation
One of the features of the card security products was insurance to cover fraudulent use if a card was lost or stolen.