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Showing 2211 to 2220 of 2257 search results for Insurance sellers.

  1. Information on number of enforcement investigations against individuals convicted of non-financial criminal offences - November 2020

    FOI Release Date of Release: 26/11/2020
    FCA provides information on enforcement investigations against individuals convicted of non-financial criminal offences.
  2. The FCA’s new competition powers: what do they mean for the financial services industry?

    Speeches Published: 21/11/2014 Last modified: 09/11/2016
    Speech by Deb Jones, director of competition at the FCA, at a Scottish Financial Enterprise lunch, hosted by Maclay Murray & Spens LLP, Edinburgh. This is the text of the speech as drafted, which may differ from the delivered version.
  3. New rules on packaged bank accounts have improved standards, but firms have more work to do on sales and complaints handling

    Press Releases Published: 20/10/2016 Last modified: 20/10/2016
    The Financial Conduct Authority (FCA) has today published findings from its thematic review of packaged bank accounts.
  4. Festive shoppers at rising risk of loan fee scams as fraudsters pile on the pressure at Christmas

    Press Releases Published: 14/12/2022 Last modified: 14/12/2022
    With Christmas fast approaching, the FCA launches its latest ScamSmart campaign aimed at giving consumers the knowledge and tools to avoid loan fee fraud.
  5. Information about reports made to the FCA about sexual misconduct and sexual discrimination - July 2020

    FOI Release Date of Release: 22/07/2020
    The FCA provides on information about reports made to the FCA about sexual misconduct and sexual discrimination
  6. Unit-linked funds’ governance review (follow up to PS18/8): findings and next steps

    Multi-firm reviews Published: 24/09/2019 Last modified: 16/08/2023
    We reviewed firms’ governance practices covering the value provided by unit-linked funds.
  7. CP15/25: Changes to the Approved Persons Regime for insurers not subject to Solvency II: reforms for larger Non-Directive Firms, feedback on CP 15/15, forms, consequentials and transitional aspects

    Consultation papers Published: 13/08/2015 Last modified: 24/11/2015
    Consultation Paper 15/25 [PDF]. This consultation affects all firms with permission to effect or carry out insurance contracts that fall out of scope of the Solvency II Directive (or of
  8. Information on claims management companies who have registered for full authorisation - April 2020

    FOI Release Date of Release: 08/04/2020
    The FCA provides information on claims management companies who have registered for full authorisation in Application Period One (1 April 2019 to 31 May 2019)
  9. FCA calls on firms to act following review of costs and charges disclosure in the investment sector

    Press Releases Published: 28/02/2019 Last modified: 28/02/2019
    The Financial Conduct Authority (FCA) has today published the key findings of supervisory work to assess the effectiveness of disclosure by asset managers and intermediaries, such as wealth managers, to their retail customers. This work was prompted
  10. PS15/22: General Insurance Add-Ons Market Study – Remedies: banning opt-out selling across financial services and supporting informed decision-making for add-on buyers, including feedback on CP15/13 and final rules and guidance

    Policy statements Published: 28/09/2015 Last modified: 31/03/2016
    PS15/22: General Insurance Add-Ons Market Study – Remedies: banning opt-out selling across financial services and supporting informed decision-making for add-on buyers, including feedback on CP15/13 and ... Policy Statement 15/22 [PDF]. This Policy