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Showing 491 to 500 of 2257 search results for Insurance sellers.

  1. Senior Managers and Certification Regime

    Tasks for regulated firms Published: 06/07/2015 Last modified: 06/02/2023
    The Senior Managers and Certification Regime (SM&CR) changed how people working in financial services are regulated. See how it applies to your firm.

  2. AI: Moving from fear to trust

    Speeches Published: 09/11/2022 Last modified: 20/03/2024
    Speech by Jessica Rusu, FCA Chief Data, Information and Intelligence Officer, at the City and Financial Global summit: Regulation and risk management of Artificial Intelligence in financial services.

  3. Notice of Decision 2024: Letcare Limited [pdf]

    Decision notices Published: 20/02/2024
    This Notice of Decision refers to a failure to carry on regulated activity. We imposed a Cancellation.

  4. Good conduct and market integrity

    Speeches Published: 02/06/2014 Last modified: 11/06/2014
    Speech by Martin Wheatley, CEO, the FCA, at the General Insurance conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

  5. FSA Final Notice 2013: Paul David Cable [pdf]

    Final notices Published: 14/10/2010 Last modified: 31/05/2013
    For the reasons set out in this Final Notice, the FSA is taking action against Paul David Cable

  6. CDH Insurance and Finance Consultants

    Warnings Published: 29/09/2011 Last modified: 05/09/2013
    We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.

  7. Countdown to the Consumer Duty

    Speeches Published: 10/05/2023 Last modified: 10/05/2023
    Speech by Sheldon Mills, Executive Director, Consumers and Competition at EY: Less than three months to go until the Consumer Duty Implementation webinar

  8. The retail intermediary market 2021

    Data Published: 21/07/2022 Last modified: 21/07/2023
    This page provides the FCA's analysis of the intermediary sector in 2021 based on data drawn from the Retail Mediation Activities Return (RMAR).

  9. Our supervision overview

    Speeches Published: 02/06/2014 Last modified: 28/06/2024
    Speech by Clive Adamson, director of supervision, at the General Insurance conference, London.

  10. FSA Final Notice 2002: Royal Sun Alliance [pdf]

    Final notices Published: 01/08/2002 Last modified: 14/06/2014
    FSA Final Notice 2002: Royal Sun Alliance - Disciplinary Notice - Royal and Sun Alliance Life & Pensions, Royal and Sun Alliance Linked Insurances Limited and Sun Alliance and London Assurance Company Limited 2002
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