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Showing 581 to 590 of 2257 search results for Insurance sellers.

  1. Client assets: RMAR

    Tasks for regulated firms Published: 12/05/2016 Last modified: 13/05/2021
    Read more about completing returns in Gabriel for client assets: RMAR

  2. CP16/18: Changes to Handbook disclosure rules to reflect the direct application of PRIIPs Regulation [pdf]

    Consultation papers Published: 18/07/2016 Last modified: 18/07/2016
    The current regulatory disclosure requirements applicable to retail investment firms (including investment fund managers) are detailed in the FCA Handbook. This will change on 31 December 2016 when the Packaged Retail and Insurance-based Investment

  3. FCA outcomes and metrics

    Data Published: 02/04/2022 Last modified: 01/07/2024
    The FCA is committed to being clear about how it is accountable for its progress. On this page the FCA sets out its outcomes and the metrics it will use to measure them.

  4. Outsourcing and operational resilience

    Firms Focus areas Published: 09/01/2020 Last modified: 02/05/2024
    The FCA explains the implications for operational resilience for regulated firms using outsourcing and other third party service providers, and what it expects from them.

  5. Competition in the interests of consumers

    Speeches Published: 17/10/2014 Last modified: 17/10/2014
    Speech by Martin Wheatley, Chief Executive of the FCA, at Mansion House, London. This is the text of the speech as drafted, which may differ from the delivered version.

  6. Call for Input on access to insurance

    Feedback statements Published: 25/06/2018 Last modified: 04/04/2019
    We are publishing our response to the Call for Input on Access to Insurance. In this Call for Input we invited views on the ability of consumers who have, or have had cancer, to access travel insurance.

  7. MoU between the FSA and the State of Michigan Office of Financial and Insurance Regulation [pdf]

    Memorandums of understanding Published: 11/06/2010 Last modified: 30/05/2013
    Memorandum of Understanding Concerning Cooperation, Coordination, Consultation and Exchange of Information Related to Persons or Entities Engaged in the Business of Insurance

  8. Opened complaints

    Data Published: 19/10/2023 Last modified: 19/10/2023
    This page provides a breakdown of complaints opened, by product, product group and firm type.

  9. FSA - CP12/17 [pdf]

    Consultation papers Published: 27/07/2012 Last modified: 12/09/2014
    Consultation FSA - CP12/17 - Packaged bank accounts. New ICOBS rules for the sale of non-investment insurance contracts. Feedback to CP11/20 including final rules and further consultation

  10. Inclusion of Insurance Organisations within the scope of the OFSI and FSA Banking MoU [pdf]

    Memorandums of understanding Published: 09/04/2003 Last modified: 30/05/2013
    The purpose of this letter is to confirm our agreement that co-operation under the Memorandum of Understanding between the Bank of England and the Office of the Superintendant of Financial Institutions on June 17, 1997, will include sharing of
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