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  1. Misleading financial promotions

    Consumers Report a firm Published: 19/04/2016 Last modified: 09/10/2023
    If you see a financial promotion or advert that’s unclear or misleading, you can report it to the FCA. Find out what we can investigate and how to spot the warning signs.

  2. Organisations we collect for

    Tasks for firms Published: 08/05/2015 Last modified: 10/07/2023
    Find out which organisations the FCA collect levies for. 

  3. Final Notice 2023: Ray Alan Davis [pdf]

    Final notices Published: 15/11/2023
    This Final Notice refers to breaches of FIT related to a lack of fitness/propriety in the General Insurance and Protection sector. We imposed a prohibition.

  4. FSA - FG13/2 [pdf]

    Finalised guidance Published: 24/01/2013 Last modified: 20/10/2014
    The FCA has taken over the OFT's responsibilities for consumer credit regulation from 1 April 2014. As a result, the OFT elements of this joint guidance (including Annex 2) are no longer in force. Annex 1 continues to apply, and references to 'FSA'

  5. FSA Final Notice 2004: FT Investment & Insurance Consultants [pdf]

    Final notices Published: 01/03/2004 Last modified: 14/06/2014
    FSA Final Notice 2004: FT Investment & Insurance Consultants

  6. Reporting complaints

    Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
    The Dispute Resolution (DISP) rules require firms to send us reports on volumes of complaints. Find out how to submit one.

  7. MoU between the FSA and the US New Jersey Department of Banking and Insurance [pdf]

    Memorandums of understanding Published: 29/03/2011 Last modified: 30/05/2013
    In light of the growing globalisation of insurance markets, the New Jersey Department of Banking and Insurance and the Financial Services Authority hereby enter into this Memorandum of Understanding to provide a formal basis for cooperation and

  8. Final Notice 2020: Aviva plc [pdf]

    Final notices Published: 26/10/2020
    This Final Notice (Aviva plc) refers to breaches of Listing Rule 1.3.3R and Transparency Rule 1A.3.2R related to Listing rules/DTR breaches in the General Insurance and Protection sector. We issued a public censure. File updated with accessibility

  9. FSA Complaints data 2006 to 2008 [pdf]

    Data Published: 19/04/2013 Last modified: 04/08/2016
    Aggregate complaints statistics: 2006 - 2008. Including opened, closed, upheld, speed of closure and redress.

  10. FSA Complaints data 2006 to 2008 [xls]

    Data Published: 19/04/2013 Last modified: 04/08/2016
    Aggregate complaints statistics: 2006 - 2008. Including opened, closed, upheld, speed of closure and redress.
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