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  1. Final notice 2016: Cga Insurance Services Limited [pdf]

    Final notices Published: 08/03/2016 Last modified: 08/03/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the general insurance and protection sector. We imposed a cancellation.

  2. Apply to be an authorised AIFM

    Markets Published: 05/06/2016 Last modified: 05/07/2023
    Learn how to apply to us to become a full-scope AIFM or a small authorised AIFM, including what permissions you'll need and how much you'll need to pay.

  3. MoU between the FSA and Nebraska State Insurance Department [pdf]

    Memorandums of understanding Published: 22/01/2009 Last modified: 30/05/2013
    The puprose of this Memorandum of Understanding is to establish a formal basis for co-operation, including the exchange of information and investigative assistance.

  4. Consumer credit income – what to report

    Tasks for firms Published: 24/10/2017 Last modified: 03/05/2024
    See how the FCA charges consumer credit firms annual fees based on the data in the CCR002 or CCR007.

  5. FCA Final Notice 2013: Paul David Cable [pdf]

    Final notices Published: 19/07/2013 Last modified: 19/05/2015
    This final notice refers to breaches of PRIN 1 related to lack of fitness/propriety in the general insurance and protection sector. We imposed a fine and a prohibition.

  6. FCA Final Notice 2013: Independent Asset Management U.K. Limited [pdf]

    Final notices Published: 04/09/2013 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance and protection sector. We imposed a OIVOP and a cancellation.

  7. FCA Final Notice 2014: David Lloyd Wren [pdf]

    Final notices Published: 03/04/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 1 related to lack of fitness/propriety in the general insurance and protection sector. We imposed a withdrawal of approval, a fine and a prohibition.

  8. List of industry guidance

    Tasks for regulated firms Published: 05/08/2015 Last modified: 08/02/2023
    FCA list of industry guidance

  9. FSA Final Notice 2004: Fleet Mortgage Insurance & Financial Services ("Fleet") [pdf]

    Final notices Published: 01/06/2004 Last modified: 14/06/2014
    FSA Final Notice 2004: Fleet Mortgage Insurance & Financial Services ("Fleet")

  10. Product sales data (PSD) Retail investments 2005-2015 [xlsx]

    Data Published: 30/11/2015 Last modified: 01/12/2015
    The FCA collects data from the firms it regulates on what products they are selling. Firms operating in the protection sector submit product transaction data to us quarterly. These table are for 2015.
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