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Showing 701 to 710 of 2257 search results for Insurance sellers.

701. BIB -British Insurance - Brokers (clone of FCA authorised firm)

     Warnings Published: 20/09/2011 Last modified: 21/11/2020
     Fraudsters copy the details of firms we authorise to try and convince people that their firm is genuine. Find out why you shouldn’t deal with this clone firm.

702. FSA Supervisory Notice 2005: Harvey Simon [pdf]

     Supervisory notices Published: 01/01/2005 Last modified: 14/06/2014
     FSA Supervisory Notice 2005: Harvey Simon

703. Update on the LF Woodford Equity Income Fund

     News stories Published: 15/10/2019 Last modified: 08/07/2020
     On 15 October 2019, Link Fund Solutions Ltd (LFS), the Authorised Corporate Director (ACD) of the LF Woodford Equity Income Fund (WEIF) announced that it will not seek to re-open the WEIF and instead, it will look to wind-up the fund as soon as

704. FCA Final Notice 2013: Kiskidee Limited [pdf]

     Final notices Published: 19/07/2013 Last modified: 07/04/2015
     This Final Notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance and protection sector. We imposed a cancellation.

705. Financial Lives 2022 survey

     Financial Lives Published: 26/07/2023 Last modified: 20/03/2024
     Find out more about the Financial Lives 2022 survey including the FCA's published reports and data. 

706. Final Notice 2021: Anthony George [pdf]

     Final notices Published: 24/09/2021
     This Final Notice (Anthony George) refers to breaches of FIT relating to a lack of fitness/propriety and failing to be open and co-operative in the life insurance and mortgages sector. We imposed a prohibition and a public censure.

707. FSA Final Notice 2002: FT Investments and Insurance Consultants [pdf]

     Final notices Published: 01/08/2002 Last modified: 14/06/2014
     FSA Final Notice 2002: FT Investments and Insurance Consultants

708. Closed complaints

     Data Published: 19/10/2023 Last modified: 19/10/2023
     This page provides a breakdown of complaints closed by product group and firm type.

709. Client asset reports

     Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
     All regulated investment firms (with limited exceptions set out in SUP 3.1) have to send us an annual report. Learn more about what to include and how to submit it.

710. Notice of Decision 2024: Apex Legal Limited [pdf]

     Decision notices Published: 05/01/2024
     This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.