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  1. Persistency reports: insurance companies

    Tasks for regulated firms Published: 12/05/2015 Last modified: 09/02/2023
    Insurance companies with permission to carry out life policies, must send us a persistency report by 30 April each year, in line with SUP16.8. Learn more on submitting a report.

  2. Right Choice Insurance Brokers (clone) (clone of FCA authorised firm)

    Warnings Published: 27/06/2017 Last modified: 21/11/2020
    We have published this statement in order to warn consumers against dealing with unauthorised firms.

  3. Aggregate complaints data: 2022 H1

    Data Published: 20/10/2022 Last modified: 27/04/2023
    This page focuses on complaints that financial services firms reported to the FCA during the first half (H1) of 2022, between between 1 January and 30 June 2022. This includes the latest trends and analysis by product group.

  4. Unicominsurance.net (clone of FCA authorised firm)

    Warnings Published: 19/10/2018 Last modified: 21/11/2020
    Unicominsurance.net (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how

  5. Notice of Undertaking: Policy Excess Insure Limited T/A Nova Direct [pdf]

    Undertakings Published: 31/03/2023
    Policy Excess Insure Limited trading as Nova Direct, has made changes to terms in its insurance broker contract (for the sale of Motor Breakdown, Home Emergency, Home Appliance, Gadget, Bicycle and Travel Insurance policies) entered into from 1

  6. Appointed representatives and networks

    Tasks for firms Published: 05/08/2015 Last modified: 19/07/2023
    Principals often have networks of appointed representatives (ARs). Find out how to control your networks to reduce risks to your business.

  7. Application under MIFIDPRU 2.3.1R to be exempt from disclosure requirements in MIFIDPRU 8 (Disclosure by investment firms) for SNI firms in consolidated insurance groups. [docx]

    Forms Published: 19/11/2021
    Application under MIFIDPRU 2.3.1R to be exempt from disclosure requirements in MIFIDPRU 8 (Disclosure by investment firms) for SNI firms in consolidated insurance groups.

  8. Complaints data 2015 H2 summary info [pdf]

    Data Published: 23/03/2016 Last modified: 30/03/2016
    Latest statistics summary for complaints data for 2015 H2.

  9. Final Notice 2024: Nicholas Andrew McNeil [pdf]

    Final notices Published: 08/02/2024
    This Final Notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition.

  10. Citizens Advice supercomplaint to the CMA - update

    News stories Published: 09/01/2020 Last modified: 09/01/2020
    The Competition and Markets Authority (CMA) published its response to the Citizens Advice super-complaint on the loyalty penalty in December 2018, making several cross-cutting and market-specific recommendations in the cash savings, home insurance
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