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Showing 761 to 770 of 2257 search results for Insurance sellers.

761. FSA - Notice of Undertaking: Consumer Protection Association Ltd [pdf]

     Undertakings Published: 03/07/2006 Last modified: 30/05/2013
     Undertakings FSA - Notice of Undertaking: Consumer Protection Association Ltd - Deposit Insurance

762. FCA Final Notice 2014: Drain Claim Limited [pdf]

     Final notices Published: 07/01/2014 Last modified: 07/04/2015
     This final notice refers to breaches of TC related to threshold conditions in the general insurance and protection sector. We imposed a cancellation.

763. Examination standards

     Tasks for regulated firms Published: 12/05/2015 Last modified: 10/02/2023
     The FCA's training and competence regime includes a list of appropriate qualifications for firm activities and services.

764. FCA Final Notice 2013: Arch Motors Limited [pdf]

     Final notices Published: 09/08/2013 Last modified: 07/04/2015
     This final notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance and protection sector. We imposed a cancellation.

765. FCA Final Notice 2013: John Patrick Morris [pdf]

     Final notices Published: 15/08/2013 Last modified: 07/04/2015
     This final notice refers to breaches of TC related to threshold conditions in the general insurance and protection sector. We imposed a OIVOP and cancellation.

766. FCA Final Notice 2013: David John Nickless [pdf]

     Final notices Published: 31/05/2013 Last modified: 07/04/2015
     This Final Notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance and protection sector. We imposed a cancellation.

767. FCA Final Notice 2014: Anthony Clare [pdf]

     Final notices Published: 05/11/2014 Last modified: 07/04/2015
     This final notice refers to breaches of APER 6 and 7 related to unfair treatment of customers, mis-selling, remuneration, and culture/governance in the general insurance and protection sector. We imposed a public fine.

768. FSA Commentary on FSA Complaints Data 2010 H1 [pdf]

     Data Published: 19/04/2013 Last modified: 04/08/2016
     FSA commentary on FSA Aggregate Complaints Data 2010 H1 including highlights.

769. Final Notice 2017: David Stanley Mather [pdf]

     Final notices Published: 03/02/2017
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the investment adviser, mortgages and general insurance and protection sector. We imposed a cancellation.

770. Mobile phone insurance: Follow-up review findings [pdf]

     Thematic reviews Published: 10/12/2015 Last modified: 10/12/2015
     This report presents the findings from our follow-up review of the mobile phone insurance market.