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  1. Supplement for insurance special purpose vehicles (ISPVs) - notes [doc]

    Forms Published: 26/03/2013 Last modified: 11/05/2015
    Application for authorisation: supplement for insurance special purpose vehicles (ISPVs) - notes

  2. FCA Final Notice 2013: Mark Richard Faulkner [pdf]

    Final notices Published: 29/07/2013 Last modified: 07/04/2015
    This final notice refers to breaches of TC related to threshold conditions in the general insurance and protection sector. We imposed a OIVOP and a cancellation.

  3. FCA Final Notice 2013: JLT Specialty Limited [pdf]

    Final notices Published: 19/12/2013 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 3 related to financial crime in the general insurance and protection sector. We imposed a fine.

  4. FCA Final Notice 2013: Swinton Group Limited [pdf]

    Final notices Published: 16/07/2013 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 3, PRIN 6 and PRIN 7 related to unfair treatment of customers in the general insurance and protection sector. We imposed a fine.

  5. FCA note of Corbin & King Ltd and others v Axa Insurance UK plc [pdf]

    Documents Published: 24/06/2022
    The FCA provides a summary of the High Court’s recent decision in Corbin and King v Axa. This provides further important guidance which, to some extent, supersedes the initial High Court ruling in the test case.

  6. Registered account information service provider (RAISP) applicants

    Tasks for firms Published: 11/10/2017 Last modified: 19/06/2024
    Find out what conditions you must meet to become a RAISP, and what to include in your application to be registered with the FCA.

  7. Our supervisory approach to PPI

    News stories Published: 16/08/2017 Last modified: 16/08/2017
    We will soon be launching a campaign to inform people about the 29 August 2019 deadline to complain about payment protection insurance (PPI). This campaign will complement the regulatory and supervisory work we have done – and will continue to do

  8. Apply to become an electronic money or a payment institution

    Firm authorisation Published: 28/04/2015 Last modified: 19/06/2024
    Find out how to apply to the FCA if your firm wants to provide payment services, issue e-money or become a registered account information service provider.

  9. Memorandum of Understanding between the Insurance Fraud Bureau and the Financial Conduct Authority [pdf]

    Memorandums of understanding Published: 12/04/2019

  10. FSA - Notice of Undertaking: Homecare Insurance Limited [pdf]

    Undertakings Published: 07/07/2008 Last modified: 30/05/2013
    Undertakings FSA - Notice of Undertaking: Homecare Insurance Limited - Mobile phone insurance
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