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Showing 821 to 830 of 2257 search results for Insurance sellers.

821. Final notice 2016: Wayne Anthony Redgrave [pdf]

     Final notices Published: 01/02/2016 Last modified: 01/02/2016
     This final notice refers to breaches of APER 6 and ICOBS related to appointed representatives, failing to act on information appropriately and unfair treatment of customers in the general insurance and protection sector. We imposed a fine.

822. FSA - Notice of Undertaking: HSA / Simplyhealth Access [pdf]

     Undertakings Published: 31/10/2006 Last modified: 30/05/2013
     Undertakings FSA - Notice of Undertaking: HSA / Simplyhealth Access - Medical Insurance

823. Regulatory Sandbox accepted firms

     Firms Published: 27/03/2022 Last modified: 24/05/2024
     Firms that have been accepted into the Regulatory Sandbox, including previous cohorts.

824. SMEs and insurance brokers [pdf]

     Information sheets Published: 28/08/2014 Last modified: 02/09/2014
     SME guide insurance brokers

825. Final Notice 2023: Auto Claims (UK) Limited [pdf]

     Final notices Published: 19/09/2023
     This Final Notice (Auto Claims (UK) Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the retail lending, retail investments, general insurance &

826. FSA Commentary on FSA Complaints Data 2009 H1 [pdf]

     Data Published: 19/04/2013 Last modified: 04/08/2016
     FSA commentary on FSA Aggregate Complaints Data 2009 including highlights.

827. International standards and regulations

     About us How we regulate Published: 18/04/2016 Last modified: 20/07/2022
     A large part of the FCA's work is to implement, supervise and enforce international standards and regulations in the UK.

828. FCA and Lloyd’s Co-operation Arrangements [pdf]

     Corporate documents Published: 17/07/2013 Last modified: 03/08/2016
     The Society of Lloyd’s and the Financial Conduct Authority have statutory responsibilities, including under Lloyd’s Acts 1871-1982 and the Financial Services and Markets Act 2000, in relation to the supervision of insurance business underwritten

829. FCA Final Notice 2014: Derick Anthony Whewall [pdf]

     Final notices Published: 21/05/2014 Last modified: 07/04/2015
     This final notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance and protection sector. We imposed a cancellation.

830. MoU between the FSA and The Insurance Authority of The Hong Kong Special Administrative Region of the People's Republic of China [pdf]

     Memorandums of understanding Published: 09/10/2003 Last modified: 30/05/2013
     The purpose of this Memorandum of Understanding is to assist the Authorities to carry out their functions more effectively by providing a framework for co-operationn, including channels for communication, increased mutual understanding, and exchange