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FCA Data Bulletin: Issue 10 - September 2017 [pdf]
This Data Bulletin for September 2017 focuses on the latest retirement income market trends and includes a summary update of the FCA and FCA Practitioner Panel firm survey. -
Aggregate complaints data to 2023 H2 [xlsx]
Aggregate sector wide firm complaints data for 2023 H2. Including opened, closed, upheld, speed of closure and redress. -
Final Notice 2015: Mountbatten Financial Limited [pdf]
This final notice refers to breaches of PRIN 11, related to threshold conditions and failing to be open and co-operative in the General Insurance and Protection sector. We imposed a cancellation. -
SRO / TMPR fees and levies
We explain the fees that firms in the TPR and TMPR will need to pay. -
Final Notice 2023: SBL Legal Solutions Limited [pdf]
The FCA publishes a Final Notice referring to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the retail lending, retail investments, general insurance & protection and -
FCA Data Bulletin: Issue 1 - October 2014 [pdf]
The first FCA Data Bulletin gives you some key information about what the FCA does and the markets it regulates. The Data Bulletin brings together all the valuable information the FCA collates, to ensure that you have clear and easy access to the FCA -
Evaluation Paper: An evaluation of our guaranteed asset protection insurance intervention [pdf]
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Supplement to MoU between the FSA and the Canadian Office of the Superintendent of Financial Institutions to include insurance organisations [pdf]
Supplement to Memorandum of Understanding between the FSA and the Canadian Office of the Superintendent of Financial Institutions, entered into from June 17 1997, to include insurance organisations. -
MCE Insurance Company Limited enters administration
The Gibraltar Financial Services Commission has announced that MCE Insurance Company Limited has entered into administration. -
Dear CEO letter - Professional Indemnity Insurance for firms that advised on the British Steel Pension Scheme [pdf]
FCA writes to firms to highlight our announcement of the BSPS redress scheme and set out our expectations of insurers (and where relevant, intermediaries) in relation to the treatment of these policyholders.