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Showing 171 to 180 of 315 search results for Insurance sellers and authorisation.

  1. FCA announces changes to its Executive Committee

    Press Releases Published: 06/12/2021 Last modified: 06/12/2021
    Stephen Braviner Roman appointed General Counsel and member of FCA's Executive Committee. Megan Butler to step down as Executive Director of Transformation.

  2. Personal data and recruitment

    Last modified: 22/02/2023
    How and why the FCA uses applicants' personal data collected during the recruitment process.

  3. Appointed representatives and consumer credit firms

    New firm authorisation Tasks for regulated firms Published: 11/05/2015 Last modified: 15/12/2022
    Learn about when you can be an appointed representative (AR), or act as an agent, for a consumer credit firm.

  4. Agile regulation and planning for success

    Speeches Published: 06/10/2022 Last modified: 06/10/2022
    Speech by Emily Shepperd, FCA Chief Operating Officer and ED Authorisations, delivered at CISI/The Financial Planning Conference 2022

  5. Asset management: A regulatory perspective

    Speeches Published: 26/04/2018 Last modified: 26/04/2018
    Speech by Andrew Bailey, Chief Executive at the FCA, delivered at London Business School Annual Asset Management Conference.

  6. Funeral plans: check your provider is authorised

    Consumers Published: 24/08/2021 Last modified: 13/03/2024
    Whether you're buying a new funeral plan or you already have one, find out how to make sure your provider is authorised by us, and what you should do if it isn’t.

  7. Considerations for firms after the transition period

    Firms Published: 11/07/2018 Last modified: 12/03/2024
    Find out how Temporary Transitional Power (TTP) may affect you. It will depend on several factors, including the nature of your business and where your customers are located.

  8. Final Notice 2022: Life Protection Centre Ltd [pdf]

    Final notices Published: 30/06/2022
    This final notice refers to a failure to satisfy SUP 11.4, to be open and cooperative (PRIN 11) in the Insurance Intermediary sector and FIT 2.2. We refused the individual’s application for authorisation.

  9. An evaluation of our guaranteed asset protection insurance intervention

    Corporate documents Published: 31/07/2018 Last modified: 20/12/2018
    In this paper, we evaluate our September 2015 add-on guaranteed asset protection (GAP) insurance intervention.

  10. The role of the FCA in a changing regulatory landscape

    Speeches Published: 27/10/2022 Last modified: 27/10/2022
    Speech by Nikhil Rathi, our Chief Executive, delivered at the Lord Mayor's City Banquet at Mansion House.