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Primary Market Bulletin 37
In this edition we cover the implementation of our postponed rules that require issuers to publish their annual financial reports. We explain the importance of adequate business continuity procedures and review sponsor requirements to identify and -
Business interruption test case: QBE UK Limited appeal written case [pdf]
This is the written case of QBE UK Limited for the appeal to the Supreme Court in the Business Interruption insurance test case. -
Research Note: Machine learning in UK financial services 2022
This joint Bank-FCA report presents findings and analysis of the 2022 Machine learning (ML) in UK financial services survey. -
CP15/44: PSR regulatory fees 2016/17
The PSR is consulting on its proposed approach to the allocation, calculation and collection of PSR regulatory fees for 2016/2017. -
Deeds not words: the next stage of the FCA’s innovation journey
Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Innovate Finance Global Summit (IFGS) 2019. -
External audit requirements for investment management firms, securities and futures firms and personal investment firms (not small)
Read more about the external audit requirements for investment management firms, securities and futures firms, or personal investment firms (not small). -
Financial promotions quarterly data 2022 Q4
We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 October 2022 to 31 December 2022. -
FX remediation programme: our next steps
We launched a remediation programme in 2014 to ensure UK foreign exchange (FX) firms addressed the root causes of failings and to drive up standards across the market. Find out how firms should respond to our findings and our next steps. -
2019 Disclosure Log
The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2019. -
Moorhouse fined for failures in relation to its telephone sales
This put customers at risk of buying the wrong products and not having the right insurance cover.”. ... In April 2013, the FCA conducted a review of telephone sales of commercial vehicle core insurance products and related insurance add-on products by