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Showing 191 to 200 of 324 search results for International Securities Identification.

  1. T Rowe Price (Clone of FCA Authorised Firm)

    Warnings Published: 10/06/2022 Last modified: 10/06/2022
    T Rowe Price (Clone of FCA Authorised Firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to

  2. FCA and CSRC announce their support for the Shanghai-London Stock Connect scheme

    Press Releases Published: 17/06/2019 Last modified: 17/06/2019
    The Financial Conduct Authority (FCA) and the China Securities Regulatory Commission (CSRC) have today made a joint announcement of their approval of the Shanghai and London Stock Exchanges’ proposed new Shanghai-London Stock Connect. They have

  3. The FCA’s Business Plan and Priorities

    Speeches Published: 16/05/2018 Last modified: 16/05/2018
    Speech by Andrew Bailey, Chief Executive at the FCA, delivered at the BIBA 2018 Annual Conference & Exhibition, Manchester

  4. Practical implications of US law on EU practice

    Speeches Published: 19/01/2017 Last modified: 20/01/2017
    Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the Practising Law Institute’s annual seminar on securities regulation in Europe.

  5. Personal data and mutuals registration

    Last modified: 22/02/2023
    How and why the FCA uses personal data that is collected for mutuals registration.

  6. Effective global regulation in capital markets

    Speeches Published: 05/12/2017 Last modified: 11/04/2018
    Speech by Megan Butler, Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered to ICI Global Conference, London

  7. BCBS and IOSCO announce a one-year deferral of the remaining global initial margin requirements in response to coronavirus challenges

    Statements Published: 08/04/2020 Last modified: 08/04/2020
    Statement on the Basel Committee on Banking Supervision (BCBS) and the International Organization of Securities Commissions (IOSCO) announcing a one-year deferral of the September 2020 and September 2021 phase-ins of the global initial margin

  8. FCA makes key sustainability and technology hires

    Press Releases Published: 19/04/2021 Last modified: 19/04/2021
    We have appointed Sacha Sadan as Director of Environment Social and Governance.

  9. Statement on use of the Temporary Transitional Power to modify the UK’s derivatives trading obligation

    Statements Published: 31/12/2020 Last modified: 29/08/2023
    We welcome the announcement of a Trade and Cooperation Agreement and the Joint Declaration on financial services regulatory cooperation.

  10. MLA A1 and A2: balance sheet FAQs

    Registers and systems Published: 13/05/2016 Last modified: 13/06/2022
    MLA A1 and A2: balance sheet FAQs
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