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Showing 251 to 260 of 324 search results for International Securities Identification.
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Cryptoasset AML / CTF regime: feedback on good and poor quality applications
Feedback on good and poor quality applications made to the FCA under money laundering regulations. -
Annual Report 2015/16 and Competition Report 2013-16
influencing policy and technical standards internationally through bodies such as the European Securities and Markets Authority, the International Organization of Securities Commissions and the Financial Stability Board. -
Updates to the FCA’s directions under the Temporary Transitional Power
Today, the Financial Conduct Authority (FCA) has updated and published draft directions under its Temporary Transitional Power (TTP). The TTP gives the FCA flexibility in applying post-Brexit requirements, allowing firms to transition to a new UK -
2019 Global AML and Financial Crime TechSprint
In July 2019, the FCA held a week-long Global Anti-Money Laundering and Financial Crime TechSprint to attempt to find better ways of increasing the detection and prevention rates of financial crime. -
FCA response to the independent panels’ annual reports
In line with its statutory requirement, the FCA responds to key representations made by the Panels in their respective Annual Reports. -
Financial crime systems and controls during coronavirus situation
Find out about the FCA's expectations on how firms should apply their systems and controls to combat and prevent financial crime during the coronavirus crisis. -
Complaints data sortable table: 2016 H2
Complaints data sortable table: 2016 H2 -
British and Australian regulators strengthen cooperation on FinTech through Enhanced Cooperation Agreement
The Financial Conduct Authority (FCA) and the Australian Securities and Investments Commission (ASIC) today signed an Enhanced Cooperation Agreement between their Innovation Hubs to extend their existing agreement of cooperation and coordination on -
Innovation & Regulation: Partners in the success of Financial Services
Speech by Jessica Rusu, FCA Chief Data, Information and Intelligence Officer, at Money 2020 Amsterdam -
FCA fines former investment banker for sharing confidential information over WhatsApp
The Financial Conduct Authority (FCA) has today fined Christopher Niehaus, a former investment banker, £37,198 for sharing client confidential information over WhatsApp. The FCA found that Mr Niehaus failed to act with due skill, care and