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Showing 311 to 320 of 324 search results for International Securities Identification.
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Interest rate benchmark reform: transition to a world without LIBOR
Andrew Bailey, chief executive of the FCA, on transitioning from LIBOR to alternative interest rate benchmarks. -
Financial Conduct Authority outlines how it would use the temporary transitional power
The FCA has set out how it would use the temporary transitional power in the event the UK leaves the EU without an agreement. -
IFPR implementation observations: quantifying threshold requirements and managing financial resources – concluding report
Further observations on how firms are implementing requirements on the Internal Capital Adequacy and Risk Assessment process and reporting under the Investment Firms Prudential Regime. -
CP14/21: Feedback and Policy Statement on CP14/02, consultation on joint sponsors and call for views on sponsor conflicts
This paper will interest:. premium listed issuers or issuers considering a premium listing of their securities. ... firms and sponsors advising issuers of premium listed securities. firms or persons investing in or dealing in premium listed securities. -
Tribunal partly upholds the Financial Conduct Authority’s decision to fine Tariq Carrimjee for assisting a client to commit market abuse
The relevant securities were Global Depository Receipts (GDRs). These are parcels of shares in a particular company which are listed and traded on international exchanges separately from the company’s shares. -
State Street UK fined £22.9m by Financial Conduct Authority for Transitions Management failings
TM services may be required when a client needs a large portfolio of securities to be restructured, or when a client decides to remove or replace asset managers. ... State Street UK means State Street Bank Europe Limited and State Street Global Markets -
Credit Suisse fined £147,190,276 (US$200,664,504) and undertakes to the FCA to forgive US$200 million of Mozambican debt
The Financial Conduct Authority has fined Credit Suisse over £147 million for serious financial crime due diligence failings related to loans worth over US$1.3 billion, which the bank arranged for the Republic of Mozambique. These loans and a bond -
Deutsche Bank fined £227 million by Financial Conduct Authority for LIBOR and EURIBOR failings and for misleading the regulator
They are fundamental to the operation of both UK and international financial markets, including markets in interest rate derivatives contracts. ... We are actively engaged in developing EU regulation on benchmarks and co-chair work by the International -
FCA consults on new rules to improve the approach to open-ended funds investing in illiquid assets
The Financial Conduct Authority (FCA) is consulting on new rules and guidance to reduce the potential for harm to investors in funds that hold illiquid assets, particularly under stressed market conditions. These measures will also support the -
FCA and PSR Boards appoint new members to decision-making committees, including new chair and two deputy chairs
Kevin Brown brings over 35 years of experience in payment systems, cards, treasury, transaction banking and fund management gained in UK and international financial services. ... He is a Fellow of the CIM, a columnist, commentator and speaker on issues