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Showing 61 to 70 of 324 search results for International Securities Identification.
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Innovation Hub: Market insights
The FCA publishes its latest data on the firms supported by its Regulatory Sandbox and Innovation Pathways service. -
Side pockets
Side pockets could affect anyone who invests in funds that are exposed to Russian assets. Find out more about how side pockets work and what investors can expect. -
Strong Customer Authentication
The FCA's expectations for your firm when implementing Strong Customer Authentication (SCA), including in e-commerce and online banking. -
Price: the cornerstone of markets
Speech by David Lawton, Director of Markets of the FCA at the International Capital Market Association (ICMA) Capital Market Lecture Series 2014 on Monday 3 February 2014. This is the text of the speech as drafted, which may differ from the -
Final Notice 2021: Credit Suisse International, Credit Suisse Securities (Europe) Ltd, and Credit Suisse AG [pdf]
This Final Notice refers to breaches of Prin 2 and Prin 3 related to financial crime and anti-bribery and corruption failings in the investment banking sector. We imposed a financial penalty -
Laying myths to rest
Speech by Martin Wheatley, Chief Executive of the FCA, at the British Bankers’ Association Annual International Conference, London. This is the text of the speech as drafted, which may differ from the delivered version. -
2022 fines
Enforcement fines published in 2022. -
Executive committees
Find out about the FCA's executive committee members and how our management structure operates to ensure markets work well. -
2021 fines
This page contains information about enforcement fines published during the calendar year ending 2021. -
2013 fines
Fines published during the calendar year ending December 2013.