Search results
Showing 141 to 150 of 207 search results for International Securities Identification Numbers.
-
Exploring Synthetic Data Validation – privacy, utility and fidelity
This paper explores the insights from a roundtable event hosted by the FCA, the Information Commissioner’s Office, and the Alan Turing Institute. -
FCA fines former investment banker for sharing confidential information over WhatsApp
The Financial Conduct Authority (FCA) has today fined Christopher Niehaus, a former investment banker, £37,198 for sharing client confidential information over WhatsApp. The FCA found that Mr Niehaus failed to act with due skill, care and -
A to Z of financial terms - International Securities Identification Numbers
A to Z of financial services to help you understand financial and legal terms. -
Personal data and supervision
How and why the FCA uses personal data to carry out its supervision functions. -
Evolution of a new model for financial regulation in the UK
Christopher Woolard, interim chief executive, delivers speech at the 10th annual International Financial Services Forum -
Conduct risk during LIBOR transition
Questions and answers for firms on conduct risk during LIBOR transition. -
Retail banking Consumer Duty multi-firm work
The findings from the FCA's Retail Banking Consumer Duty Multi-Firm work. -
Keynote address: Financial crime in the FCA world
Speech by Tracey McDermott, Director of Enforcement & Financial Crime, the FCA, at the FCA Financial Crime Conference, London. This is the text of the speech as drafted, which may differ from the delivered version. -
FCA response to the independent panels’ annual reports
In line with its statutory requirement, the FCA responds to key representations made by the Panels in their respective Annual Reports. -
Andrew Bailey speech at the Annual Public Meeting 2018
Speech by Andrew Bailey, Chief Executive of the FCA, delivered at our 2018 Annual Public Meeting.