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Showing 191 to 200 of 207 search results for International Securities Identification Numbers.
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FCA reveals next round of successful firms in its regulatory sandbox
The Financial Conduct Authority (FCA) today unveils the firms that were successful in their applications to begin testing in the third cohort of the sandbox. -
Complaints data sortable table: 2016 H2
Complaints data sortable table: 2016 H2 -
FCA consults on new rules to improve the approach to open-ended funds investing in illiquid assets
The Financial Conduct Authority (FCA) is consulting on new rules and guidance to reduce the potential for harm to investors in funds that hold illiquid assets, particularly under stressed market conditions. These measures will also support the -
Market abuse requires a dynamic response to a changing risk profile
A number of these judgements are extremely time sensitive and it is my suspicion that this pressure of time will only increase. ... That is why developing the effective ‘conduct risk identification muscles’, is critical to protecting your businesses -
New evidence on liquidity in UK corporate bond markets
This page summarises our most recent research into liquidity conditions in the UK corporate bond market. -
2017 Disclosure Log
The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2017. -
Competition in the asset management industry: UK experiences, global implications
Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Securities Industry and Financial Markets Association's (SIFMA) 2017 Annual Meeting. -
Transforming to a forward-looking, proactive regulator
Speech by our CEO, Nikhil Rathi, delivered at the FCA’s Our Role and Business Plan webinar. -
FCA and PSR Boards appoint new members to decision-making committees, including new chair and two deputy chairs
He sits as a non-executive/independent member on a number of bodies. ... He has acted as an economic consultant and expert witness for a number of private sector clients. -
FCA operating service metrics 2021/22
The FCA provides information about the timeliness of its operating service metrics (formerly known as service standards) in a range of areas for 2021/22.