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Showing 41 to 50 of 207 search results for International Securities Identification Numbers.

41. UK SFTR news

    Published: 05/03/2021 Last modified: 23/10/2023
    Read FCA news updates on the UK Securities Financing Transactions Regulation (UK SFTR).

42. INTERNATIONAL CAPITAL MARKETS (Clone firm)

    Warnings Published: 07/01/2022 Last modified: 28/01/2022
    INTERNATIONAL CAPITAL MARKETS (Clone firm) is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

43. ADM Securities (clone) (clone of FCA authorised firm)

    Warnings Published: 15/02/2019 Last modified: 21/11/2020
    ADM Securities (clone) (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and

44. Promoting competitiveness is a juggling act

    Speeches Published: 18/04/2024 Last modified: 18/04/2024
    Speech by Sarah Pritchard, Executive Director, Markets and Executive Director, International at TheCityUK International Conference 2024.

45. Temporary permissions regime (TPR) data: solo-regulated firms

    Data Published: 29/01/2024 Last modified: 29/01/2024
    This page provides a data summary of the firms under the temporary permissions regime (TPR).

46. Money Laundering Regulations

    Firms Focus areas Published: 23/12/2019 Last modified: 21/02/2023
    Find out more about Money Laundering Regulations (MLRS) and how firms need to comply.

47. News

    Last modified: 27/06/2024
    Latest FCA news, warnings and speeches and how to contact the FCA press office.

48. Global regulation, local solutions

    Speeches Published: 23/01/2020 Last modified: 28/02/2020
    Speech delivered by Nausicaa Delfas, Executive Director of International, at BCLP, London

49. Goldman Sachs (clone of FCA authorised firms)

    Warnings Published: 14/06/2019 Last modified: 14/09/2022
    Goldman Sachs International (clone firm)

50. Price: the cornerstone of markets

    Speeches Published: 03/02/2014 Last modified: 18/01/2017
    Speech by David Lawton, Director of Markets of the FCA at the International Capital Market Association (ICMA) Capital Market Lecture Series 2014 on Monday 3 February 2014. This is the text of the speech as drafted, which may differ from the