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FS19/5: Effective competition in non-workplace pensions [pdf]
The FCA has published its recent work on competition in the non-workplace pensions market. It is setting out the issues it has identified and seeks stakeholder views to help develop its proposals for change. -
FSA - GC12/7 [pdf]
This document discusses how this consultation will work, as well as setting out our analysis of the costs and benefits of this guidance material. We welcome any comments you may have. -
PS13/3 - Restrictions on the retail distribution of unregulated collective investment schemes and close substitutes [pdf]
We are setting out our rules on unregulated collective investment schemes and close substitutes in relation to ordinary retail investors in the UK. -
Our secondary objective
The FCA's secondary objective supports the international competitiveness and growth of the UK economy in the medium to long term. -
PS13/10 - CRD IV for Investment Firms [pdf]
We have consulted on our proposed changes to the FCA Handbook arising from the transposition of CRD IV. We are now setting out our feedback to the responses we received to our consultations – in CPs 13/6, 13/9 (Chapter 16) and 13/12 (together the -
FSA - CP12/40 [pdf]
Consultation FSA - CP12/40 - This is a joint consultation with HM Treasury setting out how the UK intends to transpose amendments made to the Financial Conglomerates Directive following a European Commission led technical review of the directive. -
FSA - CP12/31 [pdf]
Consultation FSA - CP12/31 - We are setting out our proposals to amend BIPRU Transitional Provision 29 (BIPRU TP29) – liquid assets buffer scalar: simplified ILAS BIPRU firms – to remove the automatic increase to a 70% simplified buffer -
FCA provides update on PPI
the rule setting the PPI complaints deadline would come into force around 6 months after it was made, by the end of June 2017, with the consumer communications campaign starting at -
Looking ahead to 2014
Speech by Martin Wheatley, Chief Executive of the FCA, at the ICI Global Trading and Market Structure Conference. This is the text of the speech as drafted, which may differ from the delivered version. -
Contract for differences
Find out about the FCA's expectations of providers and brokers offering retail consumers contract for differences (CFD) products, which include spread betting and rolling spot foreign exchange (FX).