Search results

Showing 401 to 410 of 988 search results for LIBOR settings.

401. Independent investigation into London Capital & Finance

     Last modified: 23/02/2023
     Read the report of the independent investigation into the events relating to the FCA’s regulation of London Capital & Finance (LCF) following the firm’s failure.

402. UK Recovery Resolution Directive: key elements

     Tasks for regulated firms Published: 24/05/2016 Last modified: 10/02/2023
     The FCA provides information on 3 key elements: preparation, early intervention and resolution, that make up UK Recovery Resolution Directive

403. Getting the right investor outcomes

     Speeches Published: 24/09/2014 Last modified: 30/09/2014
     Speech by William Amos, Director of Wholesale Banking and Investment Management at the Investment Week Fund Management Summit, London. This is the text of the speech as drafted, which may differ from the delivered version.

404. The public offer platform - Engagement Paper 5 [pdf]

     Calls for input Published: 13/07/2023
     This paper is part of a series of Engagement Papers on the new Public Offers and Admission to Trading Regimes setting out our emerging policy thinking on how the FCA may use its rule-making powers under the new regime.

405. Regulating the UK as a global financial centre

     Speeches Published: 13/04/2021 Last modified: 26/04/2021
     Speech delivered by Nausicaa Delfas, Executive Director of International at City & Financial Global’s Virtual Summit.

406. Client agreements for transferring investment business

     Tasks for regulated firms Published: 15/02/2016 Last modified: 10/02/2023
     Firms carrying on designated investment businesses that acquire new clients through a transfer of business or takeover need proof of customer consent

407. Cracking down on misleading credit brokers

     About us What we do Published: 17/02/2023 Last modified: 17/02/2023
     The FCA researched different types of investors to decide the best techniques to reach different groups with the InvestSmart campaign.

408. Transaction reporting forum

     Markets Transaction reporting Published: 30/05/2016 Last modified: 11/01/2023
     The FCA explain how transaction reporting forums are used.

409. The view from the regulator on Operational Resilience

     Speeches Published: 05/12/2019 Last modified: 05/12/2019
     Speech by Megan Butler, FCA Executive Director of Supervision: Investment, Wholesale and Specialist, delivered on 5 December 2019 at 13.30

410. 2017 Disclosure Log

     Last modified: 16/11/2023
     The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2017.