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Protected forward-looking statements - Engagement Paper 3 [pdf]
This paper is part of a series of Engagement Papers on the new Public Offers and Admission to Trading Regimes setting out our emerging policy thinking on how the FCA may use its rule-making powers under the new regime. -
PS21/3 Building operational resilience
We are setting out our final rules and guidance on new requirements to strengthen operational resilience in the financial services sector. -
New appointment to Financial Conduct Authority board announced
The Treasury confirms the appointment of Bryan Zhang as a Non-Executive Director to the FCA Board. -
FS21/7: Open finance – feedback statement
We summarise the feedback we received to our Call for Input, which explored the opportunities and risks from open finance. -
CP22/26: Quarterly Consultation Paper No. 38
Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. -
The role of regulation in encouraging investment in the City
Speech by Sarah Pritchard, Executive Director, Markets and Executive Director, International at the City and Financial Global: Future of UK Capital Markets Regulation event. -
Requesting sample transaction reporting data
The FCA provide samples of the data back to firms after the submitted transaction reports have been validated by instrument reference data. -
Our response to the Parliamentary Commission on Banking Standards
Appointed in response to the LIBOR rate-rigging scandal, the Commission has conducted an inquiry into professional standards and culture within the UK banking sector. -
Speech: Culture in UK banking – regulatory priorities
We therefore requisitioned two leading academics on the economics of tax systems, Gareth Myles and Chris Heady, to write a paper setting out some key strategies that tax authorities use to -
Primary multilateral trading facilities - Engagement Paper 6 [pdf]
This paper is part of a series of Engagement Papers on the new Public Offers and Admission to Trading Regimes setting out our emerging policy thinking on how the FCA may use its rule-making powers under the new regime.