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Article 21A Benchmarks Regulation – Notice of prohibition on new use of a critical benchmark [pdf]
Article 21A Benchmarks Regulation – Notice of prohibition on new use of a critical benchmark -
Article 21(3) Benchmarks Regulation – Notice of First Decision – 3 month sterling LIBOR [pdf]
Article 21(3) Benchmarks Regulation – Notice of First Decision – 3 month sterling LIBOR -
Regulatory Developments and the Changing Market Structure
Speech by David Lawton, Director of Markets at the FCA, at the American Bar Association Capital Markets Conference, Law Society, London, Thursday 27 February 2014. This is the text of the speech as drafted, which may differ from the delivered version -
Future Regulatory Framework (FRF) Review reforms
The Future Regulatory Framework Review aims to ensure the UK’s regulatory framework for financial services continues to be coherent, agile, and internationally respected. -
FCA urges Claims Management Companies and High Cost Lenders to work better together
We remind HCLs and CMCs that we expect them to work together to resolve disputes and disagreements in the interest of their customers. -
Statement of Policy: listed companies and recapitalisation issuances during the coronavirus crisis
The FCA today announces a series of measures aimed at assisting companies to raise new share capital in response to the coronavirus crisis while retaining an appropriate degree of investor protection. -
The FCA's response to COVID-19 and expectations for 2020
Speech by Megan Butler, Executive Director of Supervision – Investment, Wholesale and Specialists at the FCA, delivered at PIMFA’s Virtual Festival. -
General insurance pricing attestation multi-firm review
Assessing how firms satisfied themselves that they do not systematically discriminate against motor and home insurance customers based on the number of years they have held their policy, including any renewal (tenure). -
Four guilty in relation to £1.4 million investment scheme
In a criminal prosecution brought by the Financial Conduct Authority (FCA), Samrat Bhandari and Dr Muhammad Aleem Mirza have been found guilty for their roles in operating an investment scheme which led to more than 300 investors losing a total of -
Portfolio letter for SIPP operators [pdf]
Our letter setting out expanded expectations of firms under the Consumer Duty