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Non-equity securities – Engagement Paper 4
In this Engagement Paper we ask for your feedback on how we may improve the regime for non-equity securities under the new public offers and admission to trading regime. -
FCA to improve pace and transparency around enforcement cases
The Financial Conduct Authority (FCA) has today committed to carrying out enforcement cases more quickly as the organisation seeks to increase the deterrent impact of its enforcement actions. -
Personal investment firms that give bad advice to hold capital for redress
Our proposals to require personal investment firms to set aside capital so that they can cover compensation costs. -
FCA introduces tough new rules for marketing cryptoassets
All crypto firms marketing to UK consumers will need to meet new, tougher advertising standards. -
First annual attestation form for the GI pricing rules [pdf]
Example attestation form related to price setting for GI firms for the first year -
Relending by high-cost lenders
This report sets out our review findings of relending by firms in the high-cost lenders portfolio. -
Review of firms’ handling of complaints about packaged bank accounts
Findings from our review of how firms handle complaints about packaged bank accounts. -
Insights from the 2020 Cyber Coordination Groups
Overview and insight from the latest quarterly Cyber Coordination Group meeting -
Blockchain: considering the risks to consumers and competition
Speech by Mary Starks, Director of Competition, FCA, at Authority for Consumers & Markets Conference Panel, Netherlands. -
Identifying and managing access to cash during Covid-19
The FCA and PSR have today published more information on our joint work to map access to cash through, for example, cash machines and how this will shape our future work in this area.