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FCA continues its strong commitment to diversity and inclusion
The Financial Conduct Authority (FCA) has today published targets for the Women in Finance Charter, which it signed in June 2016. As a commitment to diversity in senior roles, the FCA has also announced its Black, Asian, Minority Ethnic (BAME) -
GC19/5: Primary Market Bulletin No. 25
We are consulting on a best practice note for government departments, industry regulators and public bodies only on identifying, controlling and disclosing inside information. -
FCA announces funeral plan providers likely to be authorised
We have published a list of providers it intends to authorise when the pre-paid funeral plans industry comes under its regulation from 29 July. -
Article 23B Benchmarks Regulation – Notice specifying the effective date of the prohibition on use of Article 23A Benchmark [pdf]
Article 23B Benchmarks Regulation – Notice specifying the effective date of the prohibition on use of Article 23A Benchmark -
FCA provides guidance to firms on maintaining access to cash for customers
The FCA wants to ensure that firms treat their customers fairly when closing a branch or ATM, including considering what alternatives they can provide their customers. -
What are the lessons for insurance supervisors from the recent financial crisis?
Speech by Adair Turner, FSA Executive Chairman at the Swedish Central Bank. -
PS21/11: General insurance pricing practices - amendments
In May 2021, we published PS21/5 which set out our final rules to address the harm we had found in our GI Pricing Practices Market Study. On 18 August, we published PS21/11, making minor changes to these rules. -
FCA fines Barclays £26 million over treatment of customers in financial difficulty
The Financial Conduct Authority (FCA) has fined Barclays Bank UK PLC, Barclays Bank PLC and Clydesdale Financial Services Limited (Barclays) £26 million for failures in relation to their treatment of consumer credit customers who fell into arrears -
FCA fines and bans former Deutsche Bank trader, Guillaume Adolph
The Financial Conduct Authority (FCA) has fined Guillaume Adolph £180,000 and banned him from performing any function in relation to any regulated financial activity. -
The FCA and the Bank of England encourage market participants in a switch to SOFR in US dollar interest rate swap markets from 26 July
FCA and Bank of England support and encourage liquidity providers in the US dollar linear interest rate swaps market to adopt new trading conventions for interdealer trading based on SOFR instead of LIBOR