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791. PS13/5 Implementation of the Alternative Investment Fund Managers Directive

     Policy statements Published: 28/06/2013 Last modified: 29/05/2018
     We are setting out our rules for implementing the Alternative Investment Fund Managers Directive (AIFMD) and responding to the feedback to our consultation.

792. PS23/13: Introducing a gateway for firms who approve financial promotions

     Policy statements Published: 11/09/2023 Last modified: 16/11/2023
     The FCA's final policy position and response to the feedback received to its consultation on introducing a gateway for firms who approve financial promotions.

793. FCA outlines stronger rules to protect consumers from rogue financial promotions

     Press Releases Published: 06/12/2022 Last modified: 06/12/2022
     The FCA has proposed new measures to clamp down on illegal, unfair or misleading financial marketing.

794. Monitoring orders and transactions – our expectations of firms

     Speeches Published: 31/01/2013 Last modified: 29/03/2013
     Speech by Patrick Spens, Head of Market Monitoring, the FSA, at the Futures Options Association Compliance Forum

795. Latest FCA perimeter report calls for legislative change to protect consumers

     Press Releases Published: 21/10/2021 Last modified: 21/10/2021
     In the 2020/21 Perimeter Report, the FCA has called for legislative change to address concerns beyond its remit.

796. Dear CEO letter: Implementing the Consumer Duty for closed products and services – retail banking [pdf]

     Correspondence Published: 16/05/2024
     Our letter setting out priority issues and actions firms should be considering ahead of the 31 July 2024 implementation deadline.

797. Dear CEO letter: Implementing the Consumer Duty for closed products and services – life insurance [pdf]

     Correspondence Published: 16/05/2024
     Our letter setting out priority issues and actions firms should be considering ahead of the 31 July 2024 implementation deadline.

798. Building the UK financial sector’s operational resilience discussion paper

     Press Releases Published: 05/07/2018 Last modified: 14/09/2023
     BOE, PRA and FCA publish joint discussion paper on an approach to improve the operational resilience of firms and financial market infrastructures

799. FCA taking assertive action to tackle harm in the consumer investments market

     Press Releases Published: 03/03/2022 Last modified: 13/06/2023
     The FCA is taking assertive action to tackle harm in the consumer investments market, as the latest data shows it has stopped 1 in 4 firms from entering this market.

800. FS23/1 - Feedback Statement on Synthetic Data Call for Input

     Feedback statements Published: 30/03/2022 Last modified: 09/02/2023
     We asked for your input on the challenges in accessing high quality data for innovation in financial services, including specific feedback on synthetic data.