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The FCA and PRA propose measures to boost diversity and inclusion in financial services
In consultation papers published today, the financial regulators have set out proposals to boost diversity and inclusion to support healthy work cultures, reduce groupthink, and unlock talent. -
Dear CEO letter: Implementing the Consumer Duty for closed products and services - consumer finance [pdf]
Our letter setting out priority issues and actions firms should be considering ahead of the 31 July 2024 implementation deadline. -
FCA statement on the Opinion of ESMA on our final rules for CFDs and CFD-like options
This notice sets out the FCA's reasons for acting contrary to the European Securities and Markets Authority’s (ESMA) Opinion of our national product intervention measures restricting how CFDs and CFD-like options are sold to retail -
The Financial Conduct Authority publishes new referral criteria for enforcement investigations
taken. The FCA will publish a consultation paper later this year setting out how we plan to implement other recommendations made in the review. -
FCA fines SEI Investments (Europe) Limited £900,200 for client money breaches
The FCA continues to focus on the protection of client assets and recently published a consultation paper CP 13/5 setting out proposals to strengthen the client asset regime. -
Fair treatment of long-standing customers in the life insurance sector: FG16/8
In this Finalised Guidance we set out our expectations on the actions life insurance firms should take to treat their closed-book customers fairly. -
Credit card provider NewDay to provide over £4 million in redress to customers
NewDay immediately proposed to make a series of changes, including the removal of some of the circumstances when default fees may be charged and setting up a suite of tailored alerts -
PS22/2: PRIIPs - Final scope rules and amendments to Regulatory Technical Standards
In this Policy Statement (PS22/2) we summarise the feedback we received to our consultation and confirm our final policy position. -
Understanding approaches to D&I in financial services
The FCA observed how financial services firms are designing and embedding diversity and inclusion strategies. The observations give an overview of initiatives to improve diversity and inclusion, which industry leaders can consider in reviewing their -
FCA publishes its Business Plan for 2015/16 and announces details of new supervision and authorisation divisions
This is an important day in terms of setting out our priorities for the year ahead and also giving firms greater clarity on how they can expect to work with us.