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FCA and ASA team up with Sharon Gaffka to warn fin-fluencers of risks of promoting illegal ‘get rich quick’ schemes
We and the ASA will be engaging with influencers, providing them with clear information about what could be an illegal financial promotion. -
The FCA fines, publicly censures and orders Jersey resident to pay restitution for insider dealing and improper disclosure
Attached to the CEO’s email to Mr Breeze was a presentation setting out the company’s plans for the funds raised through the placing which included a clear statement that -
Fair, transparent and competitive: the FCA’s vision for the asset management sector
Speech by Clive Adamson, FCA Director of Supervision, at the FCA Asset Management Conference, London. This is the text of the speech as drafted, which may differ from the delivered version. -
FCA sets out next steps to improve competition in the UK’s asset management industry
The FCA has published the latest step in its response to the concerns identified through its asset management market study. This is part of a package of remedies to ensure fund managers compete on the value they deliver, and act in the interests of -
PS15/26: Implementation of the Transparency Directive Amending Directive (2013/50/EU) and other Disclosure Rule and Transparency Rule changes
On 20 March 2015 the FCA published a joint Consultation Paper (CP) with HM Treasury (the Treasury) setting out the proposals to implement the Transparency Directive Amending Directive 2013/50/EU -
Bank of England and Financial Conduct Authority appoint new Chair of the Sterling Risk Free Reference Rates Working Group
The Bank of England and Financial Conduct Authority (FCA) have today announced the appointment of Tushar Morzaria as the new Chair of the Sterling Risk Free Reference Rates Working Group (the Working Group). Tushar has been the Chief Financial -
FG22/1: The FCA’s approach to the review of Part VII insurance business transfers
We set out our expectations on the steps for firms to take to make sure conduct issues are properly considered in Part VII transfers. -
Prisoners, wellness programmes and the rats of Hanoi: why the FCA tests its interventions
Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the UK Competition Network conference, London. -
Overdrafts and coronavirus: proposed update to temporary guidance for firms
This guidance applies in the exceptional circumstances arising out of the coronavirus pandemic and its impact on the financial situation of overdraft customers. -
The FCA’s approach to supervising wealth management and private banking firms
Speech by Clive Adamson, Director of Supervision, the FCA, at the APCIMS Compliance Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.