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FCA statement on Assessing Suitability Review 2
FCA statement on Assessing Suitability Review 2 -
Financial promotions quarterly data 2023 Q1
We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 January 2023 to 31 March 2023 . -
Carbon credit trading scams
Find out how carbon credit trading works, how to avoid scams and what to do if you’re scammed. -
FSA - PS13/6 The regulation and supervision of benchmarks
We are outlining how we will regulate benchmark submission and administration, with LIBOR as the first benchmark to be brought in to the new regime. -
Financial promotions quarterly data 2024 Q1
We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 January 2024 and 31 March 2024. -
Thematic review of retirement income advice
The FCA is undertaking a thematic review assessing the advice consumers are receiving on meeting their income needs in retirement. -
Supporting consumers in challenging times
Speech by Sheldon Mills, Executive Director, Consumers and Competition, delivered at the Building Societies Annual Conference -
Consumer protection in the listing regime
In the time between then and now we have been engaging with market participants, and the issues they have raised, on an almost full-time basis. ... The consultation period has now closed, and broadly the proposals have been well received. -
Client agreements for transferring investment business
Firms carrying on designated investment businesses that acquire new clients through a transfer of business or takeover need proof of customer consent -
Scammers target over £2 million in pension pots in the last five months
The FCA are urging anyone saving for their retirement to protect their savings.