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Wholesale market policy – a year in review
Speech by David Lawton, Director of Markets Policy and International, FCA, delivered at the ICI Global Trading and Market Structure Conference in London on 8 December 2015. This is the text of the speech as drafted, which may differ from the -
Speech: The economic challenge of regulating the mortgage market
As a result, even seemingly small differences in the price of mortgages chosen by consumers can have material impacts on household budgets. ... Moreover, our experience so far mostly tells us that regulatory information and nudges tend to have small or -
FCA writes to a further 950 DB pension advice customers potentially entitled to compensation
The FCA has now written to a total of 3,591 defined benefit (DB) pension transfer advice customers this year to tell them they may be entitled to compensation. -
Open-ended funds investing in less liquid assets
Speech by Edwin Schooling Latter, Director of Markets and Wholesale Policy, to Investment Association members. -
Listening up to level up – regulating finance for the whole of the UK
Speech by Charles Randell, Chair of the FCA, at the Centre for Commercial Law Studies, Queen Mary University of London. -
Pensions and long-term retirement saving: a macroeconomic perspective
Speech by Andrew Bailey, Chief Executive at the FCA, delivered at the 24th Pensions and Savings Symposium. -
The drive for data in Non-Bank Financial Intermediation (NBFI)
Speech by Ashley Alder, FCA Chair, delivered at the Managed Funds Associations’ Global Summit -
Sustainability disclosure and labelling regime confirmed by the FCA
The FCA has confirmed a substantial package of measures to improve the trust and transparency of sustainable investment products and minimise greenwashing. -
TR14/14 - Redress for payment protection insurance (PPI) mis-sales
A lot of progress has already been made. Firms have now handled over 13m PPI complaints and customers have received over £16bn in redress so far – making it already the largest ... We anticipate publishing another, potentially final, update on the PPI -
How to flex your organisation's power through culture and conduct
Speech by Emily Shepperd, Chief Operating Officer and Executive Director of Authorisations at City & Financial's Culture and Conduct Forum.