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FG15/9 - Market studies and market investigation references
On 15 January 2015 we consulted on draft guidance setting out our powers and procedures in relation to conducting market studies under FSMA or under the Enterprise Act 2002 (EA02) and referring markets to the Competition and Markets Authority for -
Consumer investments data review April 2020 - March 2021
A summary of the FCA's work to tackle consumer harm in the investment market, between 1 April 2020 and 31 March 2021. -
Non-equity securities – Engagement Paper 4
In this Engagement Paper we ask for your feedback on how we may improve the regime for non-equity securities under the new public offers and admission to trading regime. -
Whistleblowing qualitative assessment survey 2022
This report sets out the findings of a qualitative assessment survey of a small sample of whistleblowers who disclosed their concerns about wrongdoing to the FCA. The survey was conducted to understand whistleblowers’ experience of reporting to -
Commodity derivatives: position limits, reporting regime and commitment of trader reports
This regime for commodity derivatives aims to prevent market abuse. Read more about position limits, when to notify the FCA and submitting reports. -
Finalised Guidance: Overdrafts and coronavirus: additional guidance for firms
This guidance applies in the exceptional circumstances arising out of the coronavirus pandemic (Covid-19) and its impact on the financial situation of overdraft users. -
Andrew Bailey speech at the Annual Public Meeting 2018
Speech by Andrew Bailey, Chief Executive of the FCA, delivered at our 2018 Annual Public Meeting. -
Future Regulatory Framework (FRF) Review reforms
The Future Regulatory Framework Review aims to ensure the UK’s regulatory framework for financial services continues to be coherent, agile, and internationally respected. -
Insights from the 2021 Cyber Coordination Groups
An overview of insights arising from the discussions held at the FCA’s quarterly Cyber Coordination Group (CCG) meetings throughout 2021. -
Challenges for the regulator - consumer credit, long-term savings and an ageing population
Speech by Andrew Bailey, Chief Executive at the FCA, delivered at City Banquet, Mansion House.