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Showing 381 to 390 of 418 search results for LIBOR settings using.

  1. Financial advice firms and Asset Retention Requirements information - October 2020

    FOI Release Date of Release: 06/10/2020
    FCA provides information on the number of financial advice firms that have had Asset Retention Requirements imposed on them August 2019 - August 2020.
  2. A regulatory perspective: measuring and assessing culture, now and in the future, the role of purpose and the importance of D&I

    Speeches Published: 24/09/2021 Last modified: 24/09/2021
    Speech by Sheldon Mills, Executive Director, Consumers and Competition, delivered at the IA Culture in Investment Management Forum
  3. Free trade in financial services and global regulatory standards: friends not rivals

    Speeches Published: 26/01/2017 Last modified: 02/02/2017
    Speech by Andrew Bailey, Chief Executive of the FCA, at the Economic Council Financial Markets Policy Conference.
  4. CP14/12: Removing the Transparency Directive’s requirement to publish interim management statements

    Consultation papers Published: 23/07/2014 Last modified: 15/01/2015
    However, HM Treasury have asked us to remove the requirement to publish interim management statements early, and we are setting out that proposal. ... We want to know what you think of our proposals. Please send us your comments by 4September2014 in
  5. Financial advise firms and misleading financial promotions information - October 2020

    FOI Release Date of Release: 16/10/2020
    FCA provides information on number of financial advice firms contacted by FCA regarding misleading financial promotions online January 2019 - August 2020.
  6. Understanding approaches to D&I in financial services

    Multi-firm reviews Published: 12/12/2022 Last modified: 13/12/2022
    The FCA observed how financial services firms are designing and embedding diversity and inclusion strategies. The observations give an overview of initiatives to improve diversity and inclusion, which industry leaders can consider in reviewing their
  7. PA Consulting’s Digital Regulatory Reporting: A Review of Phase 1 and 2 of the Digital Regulatory Reporting Initiative

    Tasks for regulated firms Focus areas Published: 25/09/2020 Last modified: 25/09/2020
    The FCA and Bank of England commissioned PA Consulting to conduct an independent review into the Digital Regulatory Reporting (DRR) programme, critically evaluating key outputs and recommending next steps for future work.
  8. Occasional Paper No. 7: Stimulating Interest: Reminding savers to act when rates decrease

    Occasional papers Published: 20/01/2015 Last modified: 20/01/2015
    Reminders make a notable difference to switching behaviour in savings accounts around the time of interest rate decreases.
  9. FCA and ASA team up with Sharon Gaffka to warn fin-fluencers of risks of promoting illegal ‘get rich quick’ schemes

    Press Releases Published: 06/04/2023 Last modified: 06/04/2023
    We and the ASA will be engaging with influencers, providing them with clear information about what could be an illegal financial promotion.
  10. CP21/15: Benchmarks Regulation: how we propose to use our powers over use of critical benchmarks

    Consultation papers Published: 20/05/2021 Last modified: 29/09/2021
    We are consulting on how we propose using two new powers introduced through amendments to the Benchmarks Regulation (BMR) under the Financial Services Act 2021 (FS Act).