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Modelling integrity through culture
Speech by Martin Wheatley, Chief Executive of the FCA, at the FCA Markets Conference 2013. This is the text of the speech as drafted, which may differ from the delivered version. -
Regulatory Initiatives Grid
The Financial Services Regulatory Initiatives Forum was launched to strengthen coordination between members. This is the latest planned regulatory initiatives for the next 24 months. -
Locums and other outside support: sole advisers
As a sole adviser, find out how a locum or outside support can help your business. -
Research Note: on the representativeness of the LBMA Silver Price
The main benchmark for silver, the LBMA Silver Price, underwent changes in its methodology in August 2014 and became regulated in April 2015. In this Research Note, we assess the representativeness of the benchmark from March 2017 to September 2017. -
Financial promotions quarterly data 2024 Q1
We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 January 2024 and 31 March 2024. -
Information on Whistleblowing - December 2022
The FCA provides information Whistleblowing. -
FCA outcomes and metrics
The FCA is committed to being clear about how it is accountable for its progress. On this page the FCA sets out its outcomes and the metrics it will use to measure them. -
A sustainable conduct environment
Speech by Clive Adamson, Director of Supervision, the FCA, at the Association of Professional Compliance Consultants’ annual conference. This is the text of the speech as drafted, which may differ from the delivered version. -
FSA consults further on FSCS Funding
The Financial Services Authority (FSA) has confirmed new rules designed to secure funding for the Financial Services Compensation Scheme (FSCS) in a way which is affordable for firms. -
Unfair contract terms library
The FCA's work on unfair contract terms including past undertakings, agreements and other publications.