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Alternative Investment Managers Remuneration Code (SYSC 19B)
The FCA provide information on Alternative Investment Fund Managers Remuneration Code (SYSC 19B) -
Independence, confidence and fairness
Speech by Tracey McDermott, Acting Chief Executive, FCA, delivered at Bloomberg, in the City of London, on 4 February 2016, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Cryptoassets: AML / CTF regime
We are the anti-money laundering and counter-terrorist financing (AML/CTF) supervisor of UK cryptoasset businesses under the money laundering regulations. Learn more about the regime. -
The commercial importance of culture to industry
It will always be the case that enforcement is a key FCA tool. ... Clearly, ex-post, things will have gone wrong. It is unlikely that zero conduct risk failures will happen in practice. -
Prescribed Persons Annual Report 2022/23
The FCA is reporting on the whistleblowing disclosures made to it, under the Prescribed Persons Regulations 2017 covering April 2022 to 31 March 2023. -
FCA statement on regulation of pre-paid funeral plans
We welcome the Government’s laying of legislation setting out a timetable for bringing the regulation of pre-paid funeral plans within our remit. -
Outlining the FCA’s approach to authorisation
Speech by Sarah Rapson, Director, Authorisations at the Association of Professional Compliance Consultants (APCC) Annual Conference. -
Financial Conduct Authority sets out agenda and priorities for consumer credit
The FCA has published the outcome of its review into high-cost credit, which includes its assessment of the effectiveness of the payday loan price cap. -
Mortgage sales data FAQs
Product sales data: new mortgage requirements FAQs (7484) -
Independent review of the Connaught Income Fund Series 1
An independent review into the FSA’s – and subsequently the FCA’s – approach to, implementation and oversight of the Connaught Income Fund Series 1.