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351. Primary Market Bulletin 44

     Newsletters Published: 20/03/2023 Last modified: 20/03/2023
     This edition covers diversity and inclusion, when a prospectus is required in Schemes of Arrangement and regulatory news with multimedia content.

352. FCA asks banks to reconsider branch closures during coronavirus lockdown

     Statements Published: 28/01/2021 Last modified: 28/01/2021
     Firms are reminded to consider the impact of national restrictions on compliance with the Principles, given our existing guidance on branch closures. 

353. Hartley Pensions Limited enters administration

     News stories Published: 28/07/2022 Last modified: 24/05/2024
     On 29 July 2022 the directors of Hartley Pensions appointed Peter Kubik and Brian Johnson of UHY Hacker Young LLP as joint administrators at the request of the FCA.

354. Closet trackers

     Tasks for regulated firms Published: 14/03/2018 Last modified: 16/02/2023
     Read more on how we review potential closet tracker funds and closet constrained funds as part of our ongoing supervision of UK authorised funds.

355. Realising the benefits of purposeful leadership

     Speeches Published: 01/11/2018 Last modified: 01/11/2018
     Speech by Jonathan Davidson, Director of Supervision – Retail and Authorisations at the FCA, delivered at the CCTA 2018 Conference, Nottingham.

356. Why black inclusion matters to us

     Speeches Published: 22/04/2021 Last modified: 22/04/2021
     Speech by Sheldon Mills, Executive Director, Consumers and Competition, delivered at New Financial.

357. Share, bond and boiler room scams

     Consumers Scams Published: 10/08/2017 Last modified: 20/03/2023
     Find out how share and bond scams work, how to avoid them and what to do if you’re scammed.

358. Our Business Plan 2018/19

     Corporate documents Published: 09/04/2018 Last modified: 19/07/2018
     The annual Business Plan gives details of the specific areas of work the FCA is prioritising for the next year.

359. Our Business Plan 2019/20

     Corporate documents Published: 17/04/2019 Last modified: 17/05/2019
     The FCA annual Business Plan gives details of the key priorities and the planned specific activities for 2019/20.

360. Our Perimeter Report

     Annual reports Published: 20/07/2022 Last modified: 05/04/2024
     Our perimeter (remit) determines the activities we regulate and the level of protection consumers can expect when they buy financial services and products