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The new pension flexibilities – update from the FCA
An update on FCA activity on pension flexibilities. -
PS17/5: Markets in Financial Instruments Directive II implementation – Policy Statement I
PS17/5: Markets in Financial Instruments Directive II implementation – Policy Statement I. Open consultation: CP15/43. 15/12/2015. Open consultation: CP16/19. 29/07/2016. Open consultation: CP16/29. 29/09/2016. Open consultation: CP16/43. -
Our Rule Review Framework
The FCA have developed a draft Rule Review Framework to explain how it plans to monitor and review how its rules are working in practice. -
FCA and TPR publish joint pensions strategy
The Financial Conduct Authority (FCA) and The Pensions Regulator (TPR) have today launched a joint regulatory strategy aimed at strengthening their relationship, and taking joint action to deliver better outcomes for pension savers and those -
Four guilty in relation to £1.4 million investment scheme
In a criminal prosecution brought by the Financial Conduct Authority (FCA), Samrat Bhandari and Dr Muhammad Aleem Mirza have been found guilty for their roles in operating an investment scheme which led to more than 300 investors losing a total of -
PS19/1: Retirement Outcomes Review: feedback on CP18/17 and our final rules and guidance
This Policy Statement outlines the new rules and guidance on our first package of remedies from the Retirement Outcomes Review (ROR) following our Consultation Paper CP18/17 (summary). -
Consumer warning on Northern Provident Investments
Northern Provident Investments Ltd has proposed entering creditors’ voluntary liquidation. The FCA believes there is a high risk of scammers trying to take advantage of customers -
New screening checks required to approve financial adverts
Our new rules will improve the quality of financial marketing to help consumers make good financial decisions -
FCA reforms to enhance the effectiveness of UK primary markets
The Financial Conduct Authority (FCA) has today set out a package of measures designed to ensure that the UK’s primary capital markets remain effective. -
The public offer platform - Engagement Paper 5
We are asking for views on our initial thinking about rules for the new regulated activity of operating a public offer platform under the new public offers and admission to trading regime.