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Protected forward-looking statements – Engagement Paper 3
This Engagement Paper asks for views on how we should define protected forward-looking statements and how this information should be presented in a prospectus under the new public offers and admissions to trading regime. -
Andrew Bailey speech on Free Trade in Financial Services matters
Speech by Andrew Bailey, Chief Executive of the FCA, at the Official Monetary and Financial Institutions Forum Lecture - Free Trade in Financial Services matters -
The FCA and the Bank of England encourage market participants in a switch to SONIA in the sterling exchange traded derivatives market from 17 June
FCA and the Bank of England encourage exchange traded derivatives market participants move to SONIA. -
FCA highlights concerns when credit firms allow repeat borrowing
The FCA has today published the findings of a review into relending by firms that offer high-cost credit. -
Mark Lyttleton sentenced to 12 months imprisonment for insider dealing
In a prosecution brought by the Financial Conduct Authority (FCA) Mark Lyttleton, a former Equity Portfolio Manager at BlackRock Investment Management (UK) Limited, has today been sentenced to 18 months reduced with credit to 12 months on two counts -
TR14/14 - Redress for payment protection insurance (PPI) mis-sales
By setting out clearly what has been achieved and what remains to be done, we hope this report will reassure stakeholders that the process for consumers to claim PPI redress is ... We will continue our intensive supervision of firms’ PPI complaint -
PS13/9 Publishing information about enforcement warning notices
We are setting out our policy for publishing information about enforcement warning notices, and responding to the feedback to our consultation. -
Overdrafts and coronavirus: updated temporary guidance for firms
This finalised guidance applies in the exceptional circumstances arising out of the coronavirus pandemic (Covid-19) and its impact on the financial situation of overdraft customers. -
PS13/5 Implementation of the Alternative Investment Fund Managers Directive
We are setting out our rules for implementing the Alternative Investment Fund Managers Directive (AIFMD) and responding to the feedback to our consultation. -
The UK listing regime - developments since the UK Listings Review and next steps for reform
Speech by Clare Cole, Director of Market Oversight, at the Westminster Business Forum.