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Showing 731 to 740 of 825 search results for LIBOR settings will.

  1. Information on enforcement investigations opened against individuals (SMR) - May 2022

    FOI Release Date of Release: 11/05/2022
    The FCA provides data on enforcement investigations opened against individuals (SMR).

  2. Cryptoasset firms marketing to UK consumers must get ready for financial promotions regime

    Statements Published: 06/02/2023 Last modified: 06/02/2023
    All cryptoasset firms marketing to UK consumers, including firms based overseas, will soon need to comply with the new UK financial promotions regime.

  3. PS23/9: Finalised insurance guidance on supporting customers in financial difficulty’

    Policy statements Published: 03/07/2023 Last modified: 03/07/2023
    FCA summarises the feedback received to CP23/1 on insurance guidance for supporting customers in financial difficulty and set out response and finalised guidance.

  4. PS23/15: Remuneration: Ratio between fixed and variable components of total remuneration

    Policy statements Published: 19/12/2022 Last modified: 24/10/2023
    We set out joint rule changes with the Prudential Regulation Authority (PRA) to remove the existing limits on the ratio between fixed and variable components of total remuneration (‘the bonus cap’).

  5. Ensuring the UK remains open for business – requirements for foreign-owned firms

    Speeches Published: 13/11/2013 Last modified: 14/11/2013
    Speech by Clive Adamson, Director of Supervision, at the Association of Foreign Banks, London. This is the text of the speech as drafted, which may differ from the delivered version.

  6. FSA fines Norwich Union Life £1.26m for exposing its customers to the risk of fraud

    Press Releases Published: 17/12/2007 Last modified: 08/11/2016
    The Financial Services Authority (FSA) has fined Norwich Union Life £1.26 million for not having effective systems and controls in place to protect customers' confidential information and manage its financial crime risks. These failings resulted in

  7. Aberdeen Asset Managers and Aberdeen Fund Management fined £7.2 million for failing to protect client money

    Press Releases Published: 03/09/2013 Last modified: 17/09/2013
    The Financial Conduct Authority (FCA) has fined Aberdeen Asset Managers Limited and Aberdeen Fund Management Limited (Aberdeen) £7,192,500 for failing to identify, and therefore properly protect, client money placed in Money Market Deposits (MMDs)

  8. FG22/1: The FCA’s approach to the review of Part VII insurance business transfers

    Policy and guidance Finalised guidance Published: 15/02/2022 Last modified: 15/01/2024
    We set out our expectations on the steps for firms to take to make sure conduct issues are properly considered in Part VII transfers.

  9. PS15/26: Implementation of the Transparency Directive Amending Directive (2013/50/EU) and other Disclosure Rule and Transparency Rule changes

    Policy statements Published: 06/11/2015 Last modified: 08/11/2016
    Policy Statement 15/26 (PDF). This Policy Statement will be of interest to:. ... It will be of interest to consumers who directly or indirectly deal and invest in:.

  10. CP13/15: Enhancing the effectiveness of the Listing Regime: feedback to CP12/25 and further consultation on related issues

    Consultation papers Published: 05/11/2013 Last modified: 27/04/2016
    This paper will interest:. UK and overseas issuers with UK-listed securities or considering a UK listing of their securities. ... This publication will also interest consumers who deal and invest in UK-listed securities either directly or indirectly
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