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321. FCA consults on strengthening investor protections in SPACs

     Press Releases Published: 30/04/2021 Last modified: 30/04/2021
     The FCA has launched a consultation on proposed changes to its Listing Rules for certain special purpose acquisition companies (SPACs). 

322. CP18/34: Regulatory fees and levies: policy proposals for 2019/20

     Consultation papers Published: 15/11/2018 Last modified: 19/06/2019
     This paper sets out our proposed policy changes to the way that we will raise FCA fees from 2019/20. It is part of our annual cycle of consultation on fees.

323. Financial watchdog cracks down on problem firms and supports struggling borrowers

     Press Releases Published: 20/07/2023 Last modified: 20/07/2023
     In the past year, the FCA has reduced harm to consumers and businesses by stopping 627 firms, that failed to meet the minimum standards, from operating.

324. Information on transaction reporting under MiFIR - May 2022

     FOI Release Date of Release: 11/05/2022
     The FCA answers questions regarding transaction reporting under MiFIR.

325. Overdrafts and coronavirus: draft guidance for firms

     Guidance consultations Published: 02/04/2020 Last modified: 01/12/2020
     FCA guidance for firms: overdrafts and coronavirus

326. FSA CP13/7: Consumer credit regulation - our proposed regime

     Consultation papers Published: 06/03/2013 Last modified: 15/01/2015
     On 1 April 2014, the regulation of the consumer credit market will be transferred from the Office of Fair Trading (OFT) to the Financial Conduct Authority (FCA). This move was announced by the Government, with the aim of increasing protection for

327. Application to perform a controlled or senior management function: Connect

     Firms Published: 08/06/2016 Last modified: 04/10/2023
     Application to perform a controlled or senior management function

328. Primary Market Bulletin 44

     Newsletters Published: 20/03/2023 Last modified: 20/03/2023
     This edition covers diversity and inclusion, when a prospectus is required in Schemes of Arrangement and regulatory news with multimedia content.

329. FCA supports firms through the transition to implementing the Consumer Duty

     Press Releases Published: 03/02/2023 Last modified: 06/04/2023
     FCA sets out, in letters, the expectations of the Duty and arranges a series of in-person events for groups of small and medium-sized firms.

330. Our approach to supervision

     Corporate documents Published: 19/03/2024 Last modified: 19/03/2024
     Our approach to supervision sets out how we carry out our regulatory oversight. It is designed to help firms, consumers and markets understand how we work, and fulfil our accountability to Parliament and to the public.