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What does the future of insurance broking look like?
Speech by Simon Green, Head of General Insurance and Protection, the FCA, at the Incisive Media Insurance Age Regulation event, London. This is the text of the speech as drafted, which may differ from the delivered version. -
CP14/12: Removing the Transparency Directive’s requirement to publish interim management statements
However, HM Treasury have asked us to remove the requirement to publish interim management statements early, and we are setting out that proposal. ... primary information providers. It will also be of interest to consumers who deal and invest in listed -
Further issuances of equity on regulated markets – Engagement Paper 2
We are asking for your feedback on our initial thinking about requirements for further issuances of equity securities under the new public offers and admission to trading regime. -
Wholesale market policy – a year in review
Speech by David Lawton, Director of Markets Policy and International, FCA, delivered at the ICI Global Trading and Market Structure Conference in London on 8 December 2015. This is the text of the speech as drafted, which may differ from the -
Where next for investment and asset management regulation?
Speech by Megan Butler, Executive Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered at the FT Investment Management Summit Europe 2017. -
FCA publishes its Business Plan for 2015/16 and announces details of new supervision and authorisation divisions
Linda Woodall will head up the Retail and Authorisations division as acting Director. ... The FCA will continue to look at:. technology developments and its impact on firms’ investment, consumers and regulators. -
FCA fines SEI Investments (Europe) Limited £900,200 for client money breaches
We will continue to take action to ensure that procedures at firms meet our client asset requirements and action will be taken against firms that fall short.". ... The FCA continues to focus on the protection of client assets and recently published a -
FCA and ASA team up with Sharon Gaffka to warn fin-fluencers of risks of promoting illegal ‘get rich quick’ schemes
We and the ASA will be engaging with influencers, providing them with clear information about what could be an illegal financial promotion. -
Cyber resilience and supplier risk: moving beyond compliance
Speech delivered by Nausicaa Delfas, Chief Operating Officer at the FCA, at the Cyber Security Summit and Expo 2017 -
A strategy for positive change: our ESG priorities
The FCA's environmental, social and governance (ESG) strategy sets out our target outcomes and the actions we expect to take to deliver these, to support the transition to a net zero economy.