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Showing 491 to 500 of 594 search results for LIBOR transition.

  1. Two former senior executives of Martin Brokers fined and banned for compliance failings related to LIBOR

    Press Releases Published: 22/01/2015 Last modified: 22/01/2015
    Two former senior executives of Martin Brokers fined and banned for compliance failings related to LIBOR. ... Caplin’s failings facilitated Martins’ misconduct in respect of LIBOR and risked compromising the integrity of the UK financial markets.

  2. Statement on the Operation of the MiFID Markets Regime

    Firms Focus areas Published: 06/10/2019 Last modified: 11/01/2023
    Read our statement on the operation of the MiFID Markets Regime after the transition period ends.

  3. Green FinTech Challenge and Digital Sandbox: which service to apply for

    Tasks for regulated firms Focus areas Published: 06/09/2021 Last modified: 28/03/2022
    We outline the key differences between the Green FinTech Challenge 2021 and the Second Digital Sandbox pilot so firms can choose which service they want.

  4. FCA warns firms to be responsible when handling client data

    Statements Published: 18/11/2020 Last modified: 18/11/2020
    We are warning firms to be responsible when handling client data to ensure firms lawfully process and transfer client data.

  5. New platform to replace Gabriel and improve the way we collect data from firms

    News stories Published: 16/07/2019 Last modified: 16/07/2019
    We have started work to improve the way we collect data from firms and plan to move to a new platform for our data collection systems, which will include replacing Gabriel. We want your views to help with this.

  6. Article 23d Benchmarks Regulation – Draft Notice of Requirements [pdf]

    LIBOR notices Published: 29/09/2021
    Article 23d Benchmarks Regulation – Draft Notice of Requirements

  7. The vital relationship between the regulator and the advisory industry

    Speeches Published: 18/11/2014 Last modified: 20/11/2014
    Speech by John Griffith-Jones, Chairman of the FCA, at The Association of Professional Financial Advisers (APFA) Annual Gala Dinner delivered at Banking Hall, London. This is the text of the speech as drafted, which may differ from the delivered

  8. Brexit: further proposals to prepare our regulatory regime

    News stories Published: 08/01/2019 Last modified: 08/01/2019
    Today we have published two further consultations to prepare for the UK’s exit from the EU. We have published proposals to introduce the financial services contracts regime (FSCR) as well as proposed fees for regulating securitisation repositories.

  9. Article 21(3) Benchmarks Regulation – Notice of First Decision – review of 1 and 6 month sterling LIBOR [pdf]

    LIBOR notices Published: 21/10/2022
    Article 21(3) Benchmarks Regulation – Notice of First Decision – review of 1 and 6 month sterling LIBOR

  10. Statement on accounting for lease modifications (amendment to IFRS 16)

    Statements Published: 18/08/2020 Last modified: 21/08/2020
    We are announcing temporary relief for issuers who choose to use the amended IFRS 16 during the coronavirus (Covid-19) pandemic and its aftermath.
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