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Showing 501 to 510 of 594 search results for LIBOR transition.

501. State Street UK fined £22.9m by Financial Conduct Authority for Transitions Management failings

     Press Releases Published: 31/01/2014 Last modified: 31/01/2014
     State Street UK fined £22.9m by Financial Conduct Authority for Transitions Management failings. ... A transition manager can charge fees and generate revenue in a number of different ways.

502. Statement on MiFID trade reporting and position limit obligations

     Statements Published: 01/10/2020 Last modified: 02/10/2020
     ESMA published a statement saying that it has positively assessed UK trading venues in relation to its Opinions on MiFIR trade reporting and commodity derivatives position limits.

503. Requirements for UK trade repositories and reporting counterparties

     Statements Published: 01/02/2019 Last modified: 01/02/2019
     In January 2019, we confirmed that we will become the UK regulator of Trade Repositories (TRs) after Brexit. This information is only applicable if the UK leaves the EU without a withdrawal agreement (a no-deal scenario).

504. FSA publishes consultation on framework for the consumer credit regime

     Press Releases Published: 06/03/2013 Last modified: 29/03/2013
     The Financial Services Authority (FSA) has published its consultation on how it plans to introduce a strong and flexible regime to regulate consumer credit. The regime is tailored to address the risks that face consumers without putting undue

505. Financial Conduct Authority to investigate how firms deal with risk benchmark manipulation

     Press Releases Published: 31/03/2014 Last modified: 01/04/2014
     The forward-looking thematic review will assess whether firms have learnt lessons from LIBOR and other recent controversies and ask if adequate controls on traders behaviour and activity are now in ... Following widespread attempted manipulation of Libor,

506. Article 21(3) Benchmarks Regulation – Notice of First Decision [pdf]

     LIBOR notices Published: 29/09/2021
     Article 21(3) Benchmarks Regulation – Notice of First Decision

507. UK Financial Conduct Authority and Australian Securities and Investments Commission agree to strengthen cooperation post-Brexit

     Press Releases Published: 08/04/2019 Last modified: 08/04/2019
     The UK Financial Conduct Authority (FCA) and the Australian Securities and Investments Commission (ASIC) today announced they have agreed two Memoranda of Understanding to ensure there is continuity once the UK leaves the European Union. The MoUs

508. A strategy for positive change: our ESG priorities

     Corporate documents Published: 03/11/2021 Last modified: 21/11/2022
     The FCA's environmental, social and governance (ESG) strategy sets out our target outcomes and the actions we expect to take to deliver these, to support the transition to a net zero economy.

509. CP20/18: Quarterly Consultation Paper No. 29

     Consultation papers Published: 04/09/2020 Last modified: 06/11/2020
     Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals.

510. UK MiFID framework notifications

     Firms Markets Markets policy Published: 13/01/2017 Last modified: 09/10/2023
     If you’re an authorised investment firm find out more about the notifications you may need to make.