Search results

Showing 521 to 530 of 594 search results for LIBOR transition.

521. Information on fines for lack of voice recording compliance - March 2022

     FOI Release Date of Release: 14/03/2022
     The FCA provides information on fines for lack of voice recording compliance.

522. Article 23B Benchmarks Regulation – Notice specifying the effective date of the prohibition on use of Article 23A Benchmark [pdf]

     LIBOR notices Published: 10/12/2021
     Article 23B Benchmarks Regulation – Notice specifying the effective date of the prohibition on use of Article 23A Benchmark

523. FCA widens retail and pensions access to Long Term Asset Funds

     News stories Published: 29/06/2023 Last modified: 29/06/2023
     The FCA has set out new rules to give retail investors and more defined contribution pension schemes access to Long Term Asset Funds (LTAF).

524. Sustainability disclosure and labelling regime

     Tasks for firms Firms Published: 02/02/2024 Last modified: 01/07/2024
     Information for firms and trade associations on sustainability disclosure requirements and the anti-greenwashing rule.

525. FCA fines and bans former Deutsche Bank trader, Guillaume Adolph

     Press Releases Published: 05/03/2018 Last modified: 05/03/2018
     The Financial Conduct Authority (FCA) has fined Guillaume Adolph £180,000 and banned him from performing any function in relation to any regulated financial activity.

526. Financial Conduct Authority provides update on regulatory sandbox

     Press Releases Published: 15/06/2017 Last modified: 15/06/2017
     The Financial Conduct Authority (FCA) today provides an update on its regulatory sandbox and unveils the list of firms that were successful in their applications to begin testing in the second cohort of the sandbox.

527. The FCA and the Bank of England encourage market participants in a switch to SOFR in US dollar interest rate swap markets from 26 July

     News stories Published: 16/06/2021 Last modified: 16/06/2021
     FCA and Bank of England support and encourage liquidity providers in the US dollar linear interest rate swaps market to adopt new trading conventions for interdealer trading based on SOFR instead of LIBOR

528. CP15/9: Strengthening accountability in banking: a new regulatory framework for individuals

     Consultation papers Published: 16/03/2015 Last modified: 14/09/2015
     The behaviour and culture within banks played a major role in the 2008-09 financial crisis, in conduct scandals such as Payment Protection Insurance mis-selling, the attempted manipulation of LIBOR

529. DP21/4: Sustainability Disclosure Requirements and investment labels

     Discussion papers Published: 03/11/2021 Last modified: 04/07/2022
     We are seeking initial views on new sustainability disclosure requirements for asset managers and FCA-regulated asset owners, as well as a new classification and labelling system for sustainable investment products

530. How to flex your organisation's power through culture and conduct

     Speeches Published: 23/11/2023 Last modified: 23/11/2023
     Speech by Emily Shepperd, Chief Operating Officer and Executive Director of Authorisations at City & Financial's Culture and Conduct Forum.