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Showing 121 to 130 of 173 search results for LIBOR transition and the derivatives trading.

121. FCA fines and bans former Deutsche Bank trader, Guillaume Adolph

     Press Releases Published: 05/03/2018 Last modified: 05/03/2018
     The Financial Conduct Authority (FCA) has fined Guillaume Adolph £180,000 and banned him from performing any function in relation to any regulated financial activity.

122. Martin Brokers (UK) Limited fined £630,000 for significant failings in relation to LIBOR

     Press Releases Published: 15/05/2014 Last modified: 22/03/2016
     Given this role, Martins’ brokers have particular market insight into cash trading prices and expected LIBOR rates and are able to provide their clients (including Panel Banks) with suggestions as to ... LIBOR is by far the most prevalent benchmark

123. Do I need to worry about benchmark regulation?

     Speeches Published: 04/02/2016 Last modified: 04/02/2016
     Speech by Edwin Schooling Latter, Head of Markets Policy, FCA, delivered at CISI European Regulation Forum on 2 February 2016. This is the text of the speech as drafted, which may differ from the delivered version.

124. LIBOR and the FCA's powers under the UK Benchmarks Regulation: questions and answers

     Firms Focus areas Markets Markets policy Published: 15/10/2021 Last modified: 09/01/2023
     In September 2021, we published information for firms to help manage an orderly wind-down of LIBOR. We explain this as well as information about our UK Benchmarks Regulation (BMR) powers.

125. Seizing opportunity – challenges and priorities for the FCA

     Speeches Published: 22/09/2021 Last modified: 24/09/2021
     Speech by our CEO, Nikhil Rathi, delivered at the Lord Mayor's City Banquet at Mansion House

126. FCA and Bank of England encourage switch from LIBOR to SONIA for sterling interest rate swaps from Spring 2020

     Statements Published: 16/01/2020 Last modified: 16/01/2020
     The FCA and the Bank of England encourage market makers to change the market convention for sterling interest rate swaps from LIBOR to SONIA (the Sterling Overnight Index Average) in Q1 2020. This change is intended to move the greater part of new

127. Side pockets

     Consumers Your rights Published: 08/09/2022 Last modified: 20/03/2023
     Side pockets could affect anyone who invests in funds that are exposed to Russian assets. Find out more about how side pockets work and what investors can expect.

128. Towards end of the transition period: getting ready for a new environment

     Speeches Published: 12/11/2020 Last modified: 12/11/2020
     Speech delivered by Nausicaa Delfas, Executive Director of International, at the UK’s Regulatory Regime for Financial Services Summit.

129. Binary options scams

     Consumers Scams Published: 10/08/2017 Last modified: 20/03/2023
     Find out how binary options work, how to avoid scams and what to do if you’re scammed.

130. UK MiFID framework notifications

     Firms Markets Markets policy Published: 13/01/2017 Last modified: 09/10/2023
     If you’re an authorised investment firm find out more about the notifications you may need to make.